SG Americas Securities’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

SG Americas Securities’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-2,010	Closed	-$110K	–	3335
2017 Q4	$110K	Sell	2,010 -3,665	-65%	-$193K	﹤0.01%	2809
2017 Q3	$290K	Sell	5,675 -834	-13%	-$42K	﹤0.01%	2267
2017 Q2	$327K	Buy	+6,509	New	+$323K	﹤0.01%	2119
2016 Q4	–	Sell	-95,567	Closed	-$4.07M	–	3227
2016 Q3	$4.07M	Buy	95,567 +62,294	+187%	+$2.61M	0.04%	411
2016 Q2	$1.33M	Buy	+33,273	New	+$1.34M	0.01%	1114
2013 Q4	–	Sell	-20,422	Closed	-$749K	–	2757
2013 Q3	$749K	Buy	+20,422	New	+$748K	﹤0.01%	1407

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

SG Americas Securities's FTA Position: Q1 2018 in Review

SG Americas Securities sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q1 2018, closing a stake of 2,010 shares — an estimated $110K sold.

SG Americas Securities first reported a position in FTA in Q3 2013 and held it in 6 quarters. The position peaked at $4.07M in Q3 2016. 111 funds tracked by Wall St. Rank hold FTA as of Q1 2018.

SG Americas Securities reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q1 2018 after selling out during the quarter.
SG Americas Securities sold 2,010 First Trust Large Cap Value AlphaDEX Fund shares in Q1 2018, an estimated $110K.
SG Americas Securities first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q3 2013 and held it in 6 quarters.
SG Americas Securities's First Trust Large Cap Value AlphaDEX Fund position peaked at $4.07M in Q3 2016.
111 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q1 2018.

Based on SG Americas Securities's 13F filing for Q1 2018, filed 3 May 2018.