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First Trust Large Cap Value AlphaDEX Fund

155 hedge funds and large institutions have $689M invested in First Trust Large Cap Value AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 63 increasing their positions, 59 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 59

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

0.75% less ownership

Funds ownership: 69.06%68.3% (-0.75%)

4% less funds holding

Funds holding: 161155 (-6)

9% less capital invested

Capital invested by funds: $759M → $689M (-$69.5M)

38% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 16

Holders
155
Holders Change
-6
Holders Change %
-3.73%
% of All Funds
2.67%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
10
Increased
63
Reduced
59
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$177M -$3M -46,626 -1%
UBS Group
2
UBS Group
Switzerland
$61.6M +$2.07M +32,222 +3%
LPL Financial
3
LPL Financial
California
$47.6M -$965K -15,011 -2%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$41.8M +$1.67M +25,949 +4%
Wells Fargo
5
Wells Fargo
California
$31.4M -$184K -2,868 -0.5%
Bank of America
6
Bank of America
North Carolina
$26.9M -$589K -9,168 -2%
Osaic Holdings
7
Osaic Holdings
Arizona
$22.9M +$1.39M +21,548 +6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$18M +$1.47M +22,886 +8%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$13.4M +$393K +6,112 +3%
RJA
10
Raymond James & Associates
Florida
$13.3M -$431K -6,697 -3%
PAG
11
Private Advisor Group
New Jersey
$13.1M -$541K -8,421 -4%
LWAC
12
Laurel Wealth Advisors (California)
California
$10.8M -$27.6K -429 -0.2%
MHB
13
Midwest Heritage Bank
Iowa
$8.2M -$1.17M -18,189 -11%
AAS
14
Avantax Advisory Services
Texas
$7.31M -$230K -3,571 -3%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$6.91M -$148K -2,306 -2%
SPC
16
Sigma Planning Corp
Michigan
$6.8M +$49.5K +770 +0.7%
Truist Financial
17
Truist Financial
North Carolina
$6.51M -$104K -1,612 -1%
CAN
18
Cetera Advisor Networks
California
$6.42M -$10.3M -160,568 -59%
KWM
19
Kingsview Wealth Management
Oregon
$6.41M +$941K +14,635 +15%
SCA
20
Snowden Capital Advisors
New York
$6.3M +$2.45M +38,045 +53%
SMF
21
Sterling Manor Financial
New York
$6.18M -$222K -3,459 -3%
IA
22
IFP Advisors
Florida
$6M +$270K +4,198 +4%
RIA
23
Regal Investment Advisors
Michigan
$5.74M +$38.8K +604 +0.6%
CCA
24
Cottonwood Capital Advisors
Utah
$5.45M +$158K +2,461 +3%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$5.19M -$341K -5,296 -6%

FTA Hedge Fund Activity: Q3 2022 in Review

155 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2022, worth a combined $689M — down 9.2% from $759M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTA and 10 opened new positions — a net loss of 6 holders — while 59 trimmed existing stakes and 63 added.

The largest buyer was Bank of New York Mellon, adding an estimated $2.71M. The largest seller was Cetera Advisor Networks, cutting an estimated $10.3M.

  • 155 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2022, down from 161 in Q2 2022.
  • Funds reported $689M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2022, down 9.2% quarter-over-quarter.
  • 10 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2022 and 16 closed out, a net change of -6 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2022 was Bank of New York Mellon, an estimated $2.71M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2022 was Cetera Advisor Networks, an estimated $10.3M sold.

Based on aggregated 13F filings for Q3 2022.