We are live on ! Find out more
FTA icon

First Trust Large Cap Value AlphaDEX Fund

184 hedge funds and large institutions have $861M invested in First Trust Large Cap Value AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 74 increasing their positions, 65 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

14% more repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 65

2% more funds holding

Funds holding: 181184 (+3)

0.65% less ownership

Funds ownership: 72.35%71.7% (-0.65%)

3% less capital invested

Capital invested by funds: $887M → $861M (-$26.5M)

38% less funds holding in top 10

Funds holding in top 10: 85 (-3)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $8.71M

Holders
184
Holders Change
+3
Holders Change %
+1.66%
% of All Funds
2.89%
Holding in Top 10
5
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-37.5%
% of All Funds
0.08%
New
16
Increased
74
Reduced
65
Closed
11
Calls
Puts
$8.71M
Net Calls
-$8.71M
Net Calls Change
-$8.71M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$188M -$11.1M -170,516 -6%
UBS Group
2
UBS Group
Switzerland
$65M -$7.78M -119,631 -11%
LPL Financial
3
LPL Financial
California
$63.8M +$946K +14,545 +2%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$61.4M +$911K +14,014 +2%
Osaic Holdings
5
Osaic Holdings
Arizona
$29M +$205K +3,148 +0.7%
Bank of America
6
Bank of America
North Carolina
$27.2M -$3.15M -48,445 -11%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$26.1M +$2.8M +43,067 +12%
Wells Fargo
8
Wells Fargo
California
$26.1M -$9.97M -153,260 -28%
RJA
9
Raymond James & Associates
Florida
$18.6M +$116K +1,787 +0.6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$18.3M +$1.14M +17,551 +7%
MHB
11
Midwest Heritage Bank
Iowa
$17M +$428K +6,581 +3%
IWC
12
Integrated Wealth Concepts
Massachusetts
$16.3M -$2.09M -32,114 -12%
PAG
13
Private Advisor Group
New Jersey
$15.3M +$50.9K +783 +0.3%
Truist Financial
14
Truist Financial
North Carolina
$13.8M -$3.14M -48,335 -19%
AAS
15
Avantax Advisory Services
Texas
$9.76M +$471K +7,240 +5%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$9.61M +$1.46M +22,516 +19%
CAN
17
Cetera Advisor Networks
California
$9.57M -$11.5M -176,891 -55%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$9.03M -$56.1K -862 -0.6%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$8.58M +$3.46M +53,286 +71%
VAS
20
Vestmark Advisory Solutions
Massachusetts
$8.56M +$4.08M +62,752 +96%
SCA
21
Snowden Capital Advisors
New York
$8.33M +$313K +4,808 +4%
KWM
22
Kingsview Wealth Management
Oregon
$7.93M +$31K +477 +0.4%
CAS
23
Coppell Advisory Solutions
Texas
$7.54M +$2.65M +40,699 +56%
HFP
24
Holistic Financial Partners
Indiana
$7.46M +$452K +6,954 +7%
RIA
25
Regal Investment Advisors
Michigan
$6.98M +$145K +2,235 +2%

FTA Hedge Fund Activity: Q2 2023 in Review

184 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2023, worth a combined $861M — down 3% from $887M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FTA positions and 11 closed out — a net gain of 5 holders — while 74 added to existing stakes and 65 trimmed.

The largest buyer was Vestmark Advisory Solutions, adding an estimated $4.08M. The largest seller was Cetera Advisor Networks, cutting an estimated $11.5M.

  • 184 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2023, up from 181 in Q1 2023.
  • Funds reported $861M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2023, down 3% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2023 and 11 closed out, a net change of +5 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2023 was Vestmark Advisory Solutions, an estimated $4.08M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2023 was Cetera Advisor Networks, an estimated $11.5M sold.

Based on aggregated 13F filings for Q2 2023.