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First Trust Large Cap Value AlphaDEX Fund
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Overview Fund Activity

75 hedge funds and large institutions have $753M invested in First Trust Large Cap Value AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 36 increasing their positions, 15 reducing their positions, and 5 closing their positions.

Holders
75
Holders Change
+9
Holders Change %
+13.64%
% of All Funds
2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
16
Increased
36
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$86.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$308M
3
Goldman Sachs
3
Goldman Sachs
New York
$19.9M
4
RJA
4
Raymond James & Associates
Florida
$36.5M
5
Wells Fargo
5
Wells Fargo
California
$52.4M

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$11.2M
2
ICM
2
ICC Capital Management
Florida
$0
3
Bank of America
3
Bank of America
North Carolina
$74.7M
4
Citigroup
4
Citigroup
New York
$1.88M
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$308M 7,055,852 +677,695 +11%
UBS Group
2
UBS Group
Switzerland
$86.2M 1,970,555 +1,970,555 New
Bank of America
3
Bank of America
North Carolina
$74.7M 1,708,887 -77,710 -4%
Wells Fargo
4
Wells Fargo
California
$52.4M 1,198,112 +196,046 +20%
LPL Financial
5
LPL Financial
California
$51.8M 1,185,895 +155,779 +15%
RJA
6
Raymond James & Associates
Florida
$36.5M 834,840 +275,082 +49%
Goldman Sachs
7
Goldman Sachs
New York
$19.9M 455,315 +450,570 +9,496%
BTS
8
BB&T Securities
Virginia
$13.1M 29,997 +1,161 +4%
CA
9
Cetera Advisors
Colorado
$13M 298,390 +1,558 +0.5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11.2M 255,379 -147,634 -37%
Ameriprise
11
Ameriprise
Minnesota
$8.53M 195,074 +29,168 +18%
B
12
Baird
Wisconsin
$6.82M 156,090 +47,209 +43%
HighTower Advisors
13
HighTower Advisors
Illinois
$5.12M 117,174 +11,778 +11%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$4.71M 107,605 +107,605 New
HFS
15
HL Financial Services
Kentucky
$4.53M 103,554 +20,710 +25%
SI
16
Stephens Inc
Arkansas
$4.12M 94,130 -6,095 -6%
SPC
17
Sigma Planning Corp
Michigan
$3.98M 90,959 +90,959 New
OC
18
Oppenheimer & Co
New York
$3.95M 90,362 +2,357 +3%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$3.94M 90,067 +19,924 +28%
Deutsche Bank
20
Deutsche Bank
Germany
$3.45M 78,843 +27,295 +53%
AIM
21
Aspen Investment Management
Michigan
$3.29M 75,234 +3,186 +4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$2.8M 64,111 +4,678 +8%
FAAS
23
First Allied Advisory Services
California
$2.6M 59,388 +5,823 +11%
AIG
24
American International Group
New York
$2.6M 59,407 +8,425 +17%
VFS
25
VSR Financial Services
Kansas
$2.47M 56,372 +29,510 +110%
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