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First Trust Large Cap Value AlphaDEX Fund
FTA

113 hedge funds and large institutions have $695M invested in First Trust Large Cap Value AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 46 increasing their positions, 35 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

31% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 35

7.64% more ownership

Funds ownership: 64.04% → 71.69% (+7.6%)

2% more funds holding

Funds holding: 111 → 113 (+2)

3% more capital invested

Capital invested by funds: $675M → $695M (+$19.9M)

Holders
113
Holders Change
+2
Holders Change %
+1.8%
% of All Funds
2.59%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
12
Increased
46
Reduced
35
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CWM
Cornerstone Wealth Management
Missouri
+$90.7M
2
PI
PFS Investments
Georgia
+$4.58M
3
PGA
Premia Global Advisors
Florida
+$4.37M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.54M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.25M

Top Sellers

1
VFA
Voya Financial Advisors
Connecticut
-$8.13M
2
RJA
Raymond James & Associates
Florida
-$4.76M
3
Morgan Stanley
Morgan Stanley
New York
-$4.14M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.97M
5
SEIA
Signature Estate & Investment Advisors
California
-$2.58M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$196M -$4.14M -78,106 -2%
UBS Group
2
UBS Group
Switzerland
$89.4M +$852K +16,090 +1%
Wells Fargo
3
Wells Fargo
California
$66.6M -$2.28M -43,046 -3%
LPL Financial
4
LPL Financial
California
$39.5M +$303K +5,724 +0.8%
Bank of America
5
Bank of America
North Carolina
$38.3M +$1.25M +23,689 +3%
CWM
6
Cornerstone Wealth Management
Missouri
$33.4M +$90.7M +1,712,677 +5,116%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$27.6M +$2.54M +48,020 +10%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$17.9M +$464K +8,759 +3%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$11M +$600K +11,329 +6%
PAG
10
Private Advisor Group
New Jersey
$10.4M -$804K -15,183 -7%
PI
11
PFS Investments
Georgia
$10.3M +$4.58M +86,492 +81%
BS
12
Banco Santander
Spain
$9.43M -$527K -9,955 -5%
RJA
13
Raymond James & Associates
Florida
$9.41M -$4.76M -89,928 -33%
RWMH
14
Riverpoint Wealth Management Holdings
Illinois
$9.02M -$55.4K -1,046 -0.6%
FAAS
15
First Allied Advisory Services
California
$8.52M +$934K +17,634 +12%
CCA
16
Clearwater Capital Advisors
Illinois
$5.66M +$124K +2,334 +2%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$5.31M +$2.25M +42,588 +72%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$5.14M -$31.1K -587 -0.6%
PGA
19
Premia Global Advisors
Florida
$5.1M +$4.37M +82,518 New
DADC
20
D.A. Davidson & Co
Montana
$4.63M +$162K +3,054 +4%
HFS
21
HL Financial Services
Kentucky
$4.6M -$90.5K -1,710 -2%
HA
22
Hays Advisory
Tennessee
$4.33M -$103K -1,942 -2%
MAP
23
Milestone Advisory Partners
North Carolina
$4.31M -$421K -7,949 -9%
SB
24
Suntrust Banks
Georgia
$3.86M -$793K -14,972 -16%
CA
25
Cetera Advisors
Colorado
$3.48M -$1.47M -27,852 -29%
1
2 3 4 5

FTA Hedge Fund Activity: Q2 2018 in Review

113 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2018, worth a combined $695M — up 2.9% from $675M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FTA positions and 8 closed out — a net gain of 4 holders — while 46 added to existing stakes and 35 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $90.7M. The largest seller was Voya Financial Advisors, cutting an estimated $8.13M.

  • 113 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2018, up from 111 in Q1 2018.
  • Funds reported $695M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2018, up 2.9% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2018 and 8 closed out, a net change of +4 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $90.7M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2018 was Voya Financial Advisors, an estimated $8.13M sold.

Based on aggregated 13F filings for Q2 2018.