Baker Avenue Asset Management’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Baker Avenue Asset Management’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-10,720	Closed	-$605K	–	212
2019 Q4	$605K	Hold	10,720	–	–	0.04%	183
2019 Q3	$552K	Hold	10,720	–	–	0.04%	172
2019 Q2	$558K	Hold	10,720	–	–	0.05%	167
2019 Q1	$552K	Sell	10,720 -32,610	-75%	-$1.65M	0.05%	179
2018 Q4	$2M	Buy	43,330 +29,630	+216%	+$1.5M	0.2%	90
2018 Q3	$742K	Buy	13,700 +50	+0.4%	+$2.7K	0.06%	180
2018 Q2	$714K	Hold	13,650	–	–	0.06%	176
2018 Q1	$720K	Hold	13,650	–	–	0.07%	179
2017 Q4	$746K	Hold	13,650	–	–	0.07%	175
2017 Q3	$698K	Buy	+13,650	New	+$688K	0.08%	155
2013 Q3	–	Sell	-71,354	Closed	-$2.49M	–	235
2013 Q2	$2.49M	Buy	+71,354	New	+$2.47M	0.61%	56

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baker Avenue Asset Management's FTA Position: Q1 2020 in Review

Baker Avenue Asset Management sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q1 2020, closing a stake of 10,720 shares — an estimated $605K sold.

Baker Avenue Asset Management first reported a position in FTA in Q2 2013 and held it in 11 quarters. The position peaked at $2.49M in Q2 2013. 112 funds tracked by Wall St. Rank hold FTA as of Q1 2020.

Baker Avenue Asset Management reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
Baker Avenue Asset Management sold 10,720 First Trust Large Cap Value AlphaDEX Fund shares in Q1 2020, an estimated $605K.
Baker Avenue Asset Management first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2013 and held it in 11 quarters.
Baker Avenue Asset Management's First Trust Large Cap Value AlphaDEX Fund position peaked at $2.49M in Q2 2013.
112 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q1 2020.

Based on Baker Avenue Asset Management's 13F filing for Q1 2020, filed 14 May 2020.