Ladenburg Thalmann Financial Services’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.7M	Sell	77,067 -3,740	-5%	-$201K	0.02%	599
2019 Q3	$4.17M	Buy	80,807 +7,851	+11%	+$403K	0.03%	526
2019 Q2	$3.81M	Buy	72,956 +8,184	+13%	+$423K	0.03%	540
2019 Q1	$3.35M	Buy	64,772 +17,230	+36%	+$872K	0.03%	571
2018 Q4	$2.21M	Buy	47,542 +5,996	+14%	+$304K	0.02%	625
2018 Q3	$2.25M	Buy	41,546 +16,762	+68%	+$906K	0.02%	673
2018 Q2	$1.29M	Hold	24,784	–	–	0.01%	916
2018 Q1	$1.29M	Buy	24,784 +9,028	+57%	+$493K	0.01%	916
2017 Q4	$862K	Sell	15,756 -4,715	-23%	-$248K	0.01%	1162
2017 Q3	$1.05M	Buy	20,471 +4,245	+26%	+$214K	0.01%	970
2017 Q2	$814K	Buy	16,226 +1,207	+8%	+$59.8K	0.01%	1076
2017 Q1	$740K	Sell	15,019 -2,392	-14%	-$116K	0.01%	1063
2016 Q4	$796K	Buy	17,411 +2,080	+14%	+$93.3K	0.01%	964
2016 Q3	$653K	Sell	15,331 -4,226	-22%	-$177K	0.01%	1037
2016 Q2	$779K	Sell	19,557 -7,328	-27%	-$295K	0.01%	879
2016 Q1	$1.09M	Buy	26,885 +18,816	+233%	+$704K	0.02%	658
2015 Q4	$311K	Sell	8,069 -730	-8%	-$28.9K	0.01%	1300
2015 Q3	$332K	Sell	8,799 -1,841	-17%	-$74.2K	0.01%	1181
2015 Q2	$452K	Sell	10,640 -3,546	-25%	-$157K	0.01%	1099
2015 Q1	$620K	Buy	14,186 +1,908	+16%	+$83.5K	0.01%	925
2014 Q4	$536K	Sell	12,278 -906	-7%	-$38.7K	0.01%	883
2014 Q3	$560K	Sell	13,184 -2,783	-17%	-$121K	0.02%	741
2014 Q2	$695K	Buy	15,967 +9,441	+145%	+$398K	0.02%	644
2014 Q1	$269K	Sell	6,526 -69	-1%	-$2.74K	0.01%	980
2013 Q4	$265K	Sell	6,595 -2,077	-24%	-$80.6K	0.01%	937
2013 Q3	$318K	Buy	8,672 +264	+3%	+$9.66K	0.01%	826
2013 Q2	$293K	Buy	+8,408	New	+$291K	0.01%	824

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GSWM

Golden State Wealth Management Santa Ana, California $915M AUM 19.16% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FTA Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 4.6% in Q4 2019, selling an estimated $201K and leaving 77,067 shares worth $3.7M. The position accounts for 0.02% of the portfolio, ranked #599.

Ladenburg Thalmann Financial Services first reported a position in FTA in Q2 2013 and has held it in 27 quarters since. The position peaked at $4.17M in Q3 2019. 138 funds tracked by Wall St. Rank hold FTA as of Q4 2019.

Ladenburg Thalmann Financial Services held 77,067 shares of First Trust Large Cap Value AlphaDEX Fund worth $3.7M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 3,740 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2019, an estimated $201K.
First Trust Large Cap Value AlphaDEX Fund made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #599 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Large Cap Value AlphaDEX Fund position peaked at $4.17M in Q3 2019.
138 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.