Aspen Investment Management’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Aspen Investment Management’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-66,792	Closed	-$2.71M	–	128
2016 Q1	$2.71M	Sell	66,792 -430	-0.6%	-$16.1K	2.49%	6
2015 Q4	$2.58M	Sell	67,222 -1,650	-2%	-$65.3K	2.57%	5
2015 Q3	$2.6M	Sell	68,872 -3,690	-5%	-$149K	2.54%	7
2015 Q2	$3.08M	Sell	72,562 -700	-1%	-$31K	2.59%	6
2015 Q1	$3.21M	Sell	73,262 -1,972	-3%	-$86.3K	2.56%	8
2014 Q4	$3.29M	Buy	75,234 +3,186	+4%	+$136K	2.76%	8
2014 Q3	$3.06M	Sell	72,048 -380	-0.5%	-$16.5K	2.56%	8
2014 Q2	$3.15M	Sell	72,428 -7,368	-9%	-$310K	1.93%	9
2014 Q1	$3.29M	Buy	79,796 +3,171	+4%	+$126K	2.1%	8
2013 Q4	$3.08M	Buy	76,625 +1,080	+1%	+$41.9K	2.05%	8
2013 Q3	$2.77M	Buy	75,545 +20,275	+37%	+$742K	1.96%	9
2013 Q2	$1.93M	Buy	+55,270	New	+$1.92M	1.31%	17

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VFA

Voya Financial Advisors Windsor, Connecticut $1B AUM 12.91% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

Aspen Investment Management's FTA Position: Q2 2016 in Review

Aspen Investment Management sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q2 2016, closing a stake of 66,792 shares — an estimated $2.71M sold.

Aspen Investment Management first reported a position in FTA in Q2 2013 and held it in 12 quarters. The position peaked at $3.29M in Q1 2014. 79 funds tracked by Wall St. Rank hold FTA as of Q2 2016.

Aspen Investment Management reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q2 2016 after selling out during the quarter.
Aspen Investment Management sold 66,792 First Trust Large Cap Value AlphaDEX Fund shares in Q2 2016, an estimated $2.71M.
Aspen Investment Management first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2013 and held it in 12 quarters.
Aspen Investment Management's First Trust Large Cap Value AlphaDEX Fund position peaked at $3.29M in Q1 2014.
79 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q2 2016.

Based on Aspen Investment Management's 13F filing for Q2 2016, filed 9 Aug 2016.