Investment Centers of America’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Investment Centers of America’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-30,625	Closed	-$1.56M	–	157
2017 Q3	$1.56M	Buy	+30,625	New	+$1.54M	0.11%	163
2016 Q4	–	Sell	-5,890	Closed	-$252K	–	622
2016 Q3	$252K	Sell	5,890 -8,215	-58%	-$345K	0.03%	428
2016 Q2	$558K	Sell	14,105 -299	-2%	-$12K	0.06%	264
2016 Q1	$583K	Sell	14,404 -7,851	-35%	-$294K	0.07%	254
2015 Q4	$859K	Buy	22,255 +1,203	+6%	+$47.6K	0.11%	180
2015 Q3	$793K	Sell	21,052 -6,248	-23%	-$252K	0.12%	177
2015 Q2	$1.16M	Buy	27,300 +16,668	+157%	+$739K	0.17%	150
2015 Q1	$466K	Buy	10,632 +1,054	+11%	+$46.1K	0.07%	272
2014 Q4	$420K	Sell	9,578 -10,597	-53%	-$453K	0.09%	226
2014 Q3	$858K	Sell	20,175 -2,638	-12%	-$114K	0.15%	149
2014 Q2	$994K	Buy	22,813 +15,876	+229%	+$669K	0.23%	115
2014 Q1	$257K	Buy	+6,937	New	+$276K	0.05%	297
2013 Q4	–	Sell	-6,937	Closed	-$257K	–	281
2013 Q3	$257K	Buy	+6,937	New	+$254K	0.05%	300

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Investment Centers of America's FTA Position: Q4 2017 in Review

Investment Centers of America sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q4 2017, closing a stake of 30,625 shares — an estimated $1.56M sold.

Investment Centers of America first reported a position in FTA in Q3 2013 and held it in 13 quarters. The position peaked at $1.56M in Q3 2017. 109 funds tracked by Wall St. Rank hold FTA as of Q4 2017.

Investment Centers of America reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Investment Centers of America sold 30,625 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2017, an estimated $1.56M.
Investment Centers of America first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q3 2013 and held it in 13 quarters.
Investment Centers of America's First Trust Large Cap Value AlphaDEX Fund position peaked at $1.56M in Q3 2017.
109 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2017.

Based on Investment Centers of America's 13F filing for Q4 2017, filed 14 Feb 2018.