Baird’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Baird’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$7.48M	Buy	170,972 +14,882	+10%	+$651K	0.08%	256
2014 Q4	$6.82M	Buy	156,090 +47,209	+43%	+$2.02M	0.07%	275
2014 Q3	$4.62M	Buy	108,881 +66,698	+158%	+$2.89M	0.06%	265
2014 Q2	$1.84M	Buy	42,183 +4,466	+12%	+$188K	0.03%	506
2014 Q1	$1.56M	Buy	37,717 +8,545	+29%	+$340K	0.02%	522
2013 Q4	$1.17M	Buy	29,172 +3,916	+16%	+$152K	0.02%	578
2013 Q3	$927K	Sell	25,256 -5,055	-17%	-$185K	0.02%	610
2013 Q2	$1.06M	Buy	+30,311	New	+$1.05M	0.02%	557

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Baird's FTA Position: Q1 2015 in Review

Baird increased its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 9.5% in Q1 2015, buying an estimated $651K and bringing the position to 170,972 shares worth $7.48M. The position accounts for 0.08% of the portfolio, ranked #256.

Baird first reported a position in FTA in Q2 2013 and has held it in 8 quarters since. 73 funds tracked by Wall St. Rank hold FTA as of Q1 2015.

Baird held 170,972 shares of First Trust Large Cap Value AlphaDEX Fund worth $7.48M as of Q1 2015.
Baird bought 14,882 First Trust Large Cap Value AlphaDEX Fund shares in Q1 2015, an estimated $651K.
First Trust Large Cap Value AlphaDEX Fund made up 0.08% of Baird's portfolio in Q1 2015, its #256 holding.
Baird first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2013 and has held it in 8 quarters since.
73 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.