SNC
HTR

Stifel Nicolaus & Co’s Brookfield Total Return Fund Inc HTR Stock Holding History

Stifel Nicolaus & Co’s Portfolio HTR Stock Details HTR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$605K Sell
26,385
-2,275
-8% -$52.3K 0.01% 837
2013
Q2 		$689K Buy
+28,660
New +$740K 0.01% 744

Other funds holding HTR

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Nicolaus & Co's HTR Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Brookfield Total Return Fund Inc (HTR) stake by 7.9% in Q3 2013, selling an estimated $52.3K and leaving 26,385 shares worth $605K. The position accounts for 0.01% of the portfolio, ranked #837.

Stifel Nicolaus & Co first reported a position in HTR in Q2 2013 and has held it in 2 quarters since. The position peaked at $689K in Q2 2013. 25 funds tracked by Wall St. Rank hold HTR as of Q3 2013.

  • Stifel Nicolaus & Co held 26,385 shares of Brookfield Total Return Fund Inc worth $605K as of Q3 2013.
  • Stifel Nicolaus & Co sold 2,275 Brookfield Total Return Fund Inc shares in Q3 2013, an estimated $52.3K.
  • Brookfield Total Return Fund Inc made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #837 holding.
  • Stifel Nicolaus & Co first reported a position in Brookfield Total Return Fund Inc in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's Brookfield Total Return Fund Inc position peaked at $689K in Q2 2013.
  • 25 funds tracked by Wall St. Rank held Brookfield Total Return Fund Inc as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.