U
HTR

UBS’s Brookfield Total Return Fund Inc HTR Stock Holding History

UBS’s Portfolio HTR Stock Details HTR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$868K Sell
34,726
-1,928
-5% -$48.3K ﹤0.01% 3737
2014
Q2 		$923K Buy
36,654
+1,329
+4% +$32.7K ﹤0.01% 3622
2014
Q1 		$856K Buy
35,325
+3,191
+10% +$76.6K ﹤0.01% 3648
2013
Q4 		$764K Sell
32,134
-1,973
-6% -$46.2K ﹤0.01% 3840
2013
Q3 		$782K Sell
34,107
-2,339
-6% -$53.8K ﹤0.01% 3627
2013
Q2 		$876K Buy
+36,446
New +$941K ﹤0.01% 3482

Other funds holding HTR

SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

UBS's HTR Position: Q3 2014 in Review

UBS reduced its Brookfield Total Return Fund Inc (HTR) stake by 5.3% in Q3 2014, selling an estimated $48.3K and leaving 34,726 shares worth $868K. The position accounts for ﹤0.01% of the portfolio, ranked #3737.

UBS first reported a position in HTR in Q2 2013 and has held it in 6 quarters since. The position peaked at $923K in Q2 2014. 32 funds tracked by Wall St. Rank hold HTR as of Q3 2014.

  • UBS held 34,726 shares of Brookfield Total Return Fund Inc worth $868K as of Q3 2014.
  • UBS sold 1,928 Brookfield Total Return Fund Inc shares in Q3 2014, an estimated $48.3K.
  • Brookfield Total Return Fund Inc made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3737 holding.
  • UBS first reported a position in Brookfield Total Return Fund Inc in Q2 2013 and has held it in 6 quarters since.
  • UBS's Brookfield Total Return Fund Inc position peaked at $923K in Q2 2014.
  • 32 funds tracked by Wall St. Rank held Brookfield Total Return Fund Inc as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.