HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

29 hedge funds and large institutions have $65.1M invested in Brookfield Total Return Fund Inc in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
+4
Holders Change %
+16%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
10
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$27.8M 1,169,553 -88,080 -7%
GC
2
Guggenheim Capital
Illinois
$17M 715,810 +36,485 +5%
RCM
3
Rivernorth Capital Management
Florida
$4.24M 178,397 +19,251 +12%
SCM
4
Saba Capital Management
New York
$3.03M 127,671 +37,667 +42%
Invesco
5
Invesco
Georgia
Morgan Stanley
6
Morgan Stanley
New York
$1.94M 81,474 +11,861 +17%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$925K 38,947 -4,013 -9%
CL
8
CSS LLC
Illinois
$858K 36,106 +36,106 New
MWM
9
Merriman Wealth Management
Washington
$849K 35,718 +35,718 New
CIA
10
Capital Investment Advisors
Georgia
$768K 32,336 +32,336 New
U
11
UBS
Switzerland
$764K 32,134 -1,973 -6%
YCM
12
Yakira Capital Management
Connecticut
$704K 29,617 +29,617 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$664K 27,948 +861 +3%
KeyBank National Association
14
KeyBank National Association
Ohio
$530K 22,313 +5,950 +36%
LPL Financial
15
LPL Financial
California
$464K 19,540 +2,723 +16%
HCM
16
Hollencrest Capital Management
California
$455K 19,132 +19,132 New
Barclays
17
Barclays
United Kingdom
$430K 18,703 +4,760 +34%
SG Americas Securities
18
SG Americas Securities
New York
$344K 14,481 +14,481 New
DFG
19
Delphi Financial Group
Delaware
$267K 11,250
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$190K 8,000 +8,000 New
Bank of America
21
Bank of America
North Carolina
$183K 7,723 -2,875 -27%
TRCT
22
Tower Research Capital (TRC)
New York
$55K 2,324 +1,724 +287%
Wells Fargo
23
Wells Fargo
California
$34K 1,428
HCM
24
Highlander Capital Management
New Jersey
$31.6K 1,330
MAS
25
Madden Advisory Services
Florida
$31K 1,322