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HTR

Brookfield Total Return Fund Inc
HTR

Delisted

HTR was delisted on the 2nd of December, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
– -$6.55M -292,189 Closed
GC
2
Guggenheim Capital
Illinois
– -$5.79M -258,238 Closed
Baird Financial Group
3
Baird Financial Group
Wisconsin
– -$4.83M -215,307 Closed
AAM
4
Advisors Asset Management
Colorado
– -$4.64M -207,043 Closed
Invesco
5
Invesco
Georgia
– -$3.53M -157,245 Closed
Morgan Stanley
6
Morgan Stanley
New York
– -$3.34M -148,824 Closed
Bank of America
7
Bank of America
North Carolina
– -$1.94M -86,681 Closed
Bessemer Group
8
Bessemer Group
New Jersey
– -$1.47M -65,444 Closed
PP
9
Paloma Partners
Connecticut
– -$1.27M -56,700 Closed
Stifel Financial
10
Stifel Financial
Missouri
– -$1.09M -48,612 Closed
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
– -$986K -44,008 Closed
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
– -$943K -42,059 Closed
LTFS
13
Ladenburg Thalmann Financial Services
Florida
– -$927K -41,348 Closed
ICOA
14
Investment Centers of America
North Dakota
– -$914K -40,767 Closed
ZA
15
Zazove Associates
Nevada
– -$850K -37,929 Closed
TC
16
Telemus Capital
Michigan
– -$827K -36,865 Closed
ACM
17
Arlington Capital Management
Illinois
– -$790K -35,240 Closed
ACP
18
Aviance Capital Partners
Florida
– -$559K -24,933 Closed
CIA
19
Capital Investment Advisors
Georgia
– -$558K -24,899 Closed
LPL Financial
20
LPL Financial
California
– -$522K -23,534 Closed
HCM
21
Hollencrest Capital Management
California
– -$393K -17,538 Closed
PAG
22
Pinnacle Advisory Group
Maryland
– -$309K -13,955 Closed
LCM
23
Landscape Capital Management
New Jersey
– -$273K -12,183 Closed
DFG
24
Delphi Financial Group
Delaware
– -$252K -11,250 Closed
PA
25
Pinnacle Associates
New York
– -$202K -9,030 Closed
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