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HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$32.9M +$35.3M +1,367,368 New
GC
2
Guggenheim Capital
Illinois
$16.9M +$18.1M +701,057 New
RCM
3
Rivernorth Capital Management
Florida
$3.12M +$3.35M +129,771 New
Morgan Stanley
4
Morgan Stanley
New York
$2.17M +$2.33M +90,113 New
Invesco
5
Invesco
Georgia
$1.92M
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.11M +$1.2M +46,338 New
U
7
UBS
Switzerland
$876K +$941K +36,446 New
SNC
8
Stifel Nicolaus & Co
Missouri
$689K +$740K +28,660 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$645K +$692K +26,825 New
LPL Financial
10
LPL Financial
California
$526K +$565K +21,883 New
KeyBank National Association
11
KeyBank National Association
Ohio
$393K +$422K +16,363 New
Geode Capital Management
12
Geode Capital Management
Massachusetts
$378K
Bank of America
13
Bank of America
North Carolina
$318K +$341K +13,223 New
Barclays
14
Barclays
United Kingdom
$277K +$297K +11,512 New
DFG
15
Delphi Financial Group
Delaware
$270K +$290K +11,250 New
Ameriprise
16
Ameriprise
Minnesota
$72K +$77.2K +2,992 New
Wells Fargo
17
Wells Fargo
California
$42K +$44.9K +1,741 New
MAS
18
Madden Advisory Services
Florida
$32K +$34.1K +1,322 New
HCM
19
Highlander Capital Management
New Jersey
$32K +$34.3K +1,330 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$7K +$7.1K +275 New
TRCT
21
Tower Research Capital (TRC)
New York
$5K +$5.16K +200 New
DBT
22
Dubuque Bank & Trust
Iowa
$5K +$5.47K +212 New
US Bancorp
23
US Bancorp
Minnesota
$5K +$5.81K +225 New
Deutsche Bank
24
Deutsche Bank
Germany
$4K +$5.14K +199 New
AIG
25
American International Group
New York
$3.41K +$3.67K +142 New