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HTR

Brookfield Total Return Fund Inc
HTR

Delisted

HTR was delisted on the 2nd of December, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$34.4M +$1.25M +55,868 +4%
GC
2
Guggenheim Capital
Illinois
$8.63M -$2.79M -124,967 -24%
AAM
3
Advisors Asset Management
Colorado
$7.19M +$880K +39,454 +13%
Invesco
4
Invesco
Georgia
$4.8M +$5.03M +225,399 New
Morgan Stanley
5
Morgan Stanley
New York
$2.64M -$78.7K -3,528 -3%
SCM
6
Saba Capital Management
New York
$1.82M +$945K +42,373 +99%
First Trust Advisors
7
First Trust Advisors
Illinois
$1.52M +$24.6K +1,102 +2%
MIG
8
Mariner Investment Group
New York
$1.22M -$1.2M -53,819 -48%
UBS Group
9
UBS Group
Switzerland
$1.05M -$202K -9,070 -16%
LCM
10
Landscape Capital Management
New Jersey
$935K -$4.26K -191 -0.4%
Stifel Financial
11
Stifel Financial
Missouri
$926K -$64.7K -2,904 -6%
PPA
12
Parametric Portfolio Associates
Washington
$895K +$426K +19,108 +84%
LCM
13
Laurion Capital Management
New York
$796K +$832K +37,333 New
CL
14
CSS LLC
Illinois
$770K – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$688K -$13.5K -606 -2%
CIA
16
Capital Investment Advisors
Georgia
$604K -$6.96K -312 -1%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$559K +$585K +26,222 New
LPL Financial
18
LPL Financial
California
$410K -$224K -10,066 -34%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$399K +$39.9K +1,790 +11%
YCM
20
Yakira Capital Management
Connecticut
$389K -$139K -6,252 -26%
HCM
21
Hollencrest Capital Management
California
$374K – – –
KeyBank National Association
22
KeyBank National Association
Ohio
$360K -$95.9K -4,300 -20%
EWM
23
Edge Wealth Management
New York
$321K -$89.2K -4,000 -21%
Bank of America
24
Bank of America
North Carolina
$308K +$81.7K +3,663 +34%
DFG
25
Delphi Financial Group
Delaware
$239K – – –
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