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HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$8.03M +$4.97M +213,773 +150%
AAM
2
Advisors Asset Management
Colorado
$5.84M -$1.34M -57,635 -18%
GC
3
Guggenheim Capital
Illinois
$4.95M -$2.23M -95,996 -30%
Baird Financial Group
4
Baird Financial Group
Wisconsin
$4.79M +$461K +19,811 +10%
SIA
5
Sit Investment Associates
Minnesota
$4.36M -$6.08M -261,440 -57%
Invesco
6
Invesco
Georgia
$3.43M -$2.16M -92,881 -38%
Morgan Stanley
7
Morgan Stanley
New York
$2.89M +$162K +6,968 +6%
Bank of America
8
Bank of America
North Carolina
$1.68M +$40.4K +1,736 +2%
Bessemer Group
9
Bessemer Group
New Jersey
$1.47M +$465K +20,000 +44%
Stifel Financial
10
Stifel Financial
Missouri
$1.13M +$74.5K +3,202 +7%
ICOA
11
Investment Centers of America
North Dakota
$1.13M +$200K +8,612 +21%
LPL Financial
12
LPL Financial
California
$893K -$1.29M -55,534 -59%
TC
13
Telemus Capital
Michigan
$830K
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$782K -$337K -14,496 -29%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$634K +$24.8K +1,068 +4%
CIA
16
Capital Investment Advisors
Georgia
$574K -$8.93K -384 -1%
PP
17
Paloma Partners
Connecticut
$540K +$558K +24,000 New
BGA
18
Belmont Global Advisors
Texas
$520K +$537K +23,100 New
ACP
19
Aviance Capital Partners
Florida
$502K +$93.3K +4,012 +22%
HCM
20
Hollencrest Capital Management
California
$395K
ICAS
21
Investors Capital Advisory Services
Massachusetts
$391K +$404K +17,363 New
PAG
22
Pinnacle Advisory Group
Maryland
$390K +$403K +17,330 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$348K +$259K +11,138 +258%
SG Americas Securities
24
SG Americas Securities
New York
$339K
SG
25
Societe Generale
$339K +$350K +15,056 New