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HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$32.4M +$2.93M +117,041 +10%
GC
2
Guggenheim Capital
Illinois
$15.8M -$235K -9,384 -1%
AAM
3
Advisors Asset Management
Colorado
$5.94M +$962K +38,403 +19%
Invesco
4
Invesco
Georgia
$5.04M
Morgan Stanley
5
Morgan Stanley
New York
$3.41M +$688K +27,487 +24%
BRWA
6
B. Riley Wealth Advisors
Florida
$2.46M +$467K +18,637 New
First Trust Advisors
7
First Trust Advisors
Illinois
$1.67M +$89.1K +3,559 +5%
CL
8
CSS LLC
Illinois
$878K
RJFSA
9
Raymond James Financial Services Advisors
Florida
$871K +$75 +3 +0%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$841K +$93K +3,715 +12%
Stifel Financial
11
Stifel Financial
Missouri
$811K +$41.3K +1,650 +5%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$793K +$817K +32,622 New
PPA
13
Parametric Portfolio Associates
Washington
$769K -$159K -6,362 -17%
CIA
14
Capital Investment Advisors
Georgia
$701K
YCM
15
Yakira Capital Management
Connecticut
$596K -$128K -5,127 -17%
KeyBank National Association
16
KeyBank National Association
Ohio
$574K +$22.8K +909 +4%
HCM
17
Hollencrest Capital Management
California
$427K -$47.2K -1,884 -10%
LPL Financial
18
LPL Financial
California
$415K -$3.13K -125 -0.7%
DFG
19
Delphi Financial Group
Delaware
$274K
UBS Group
20
UBS Group
Switzerland
$188K +$194K +7,740 New
Bank of America
21
Bank of America
North Carolina
$133K +$28.2K +1,126 +26%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$124K +$70.1K +2,800 +122%
TRCT
23
Tower Research Capital (TRC)
New York
$97K +$98.2K +3,920 +4,900%
Wells Fargo
24
Wells Fargo
California
$72K +$5.01K +200 +7%
NFG
25
Next Financial Group
Texas
$55K +$31.9K +1,272 +127%