|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$28.9M
|
-$2.52M
|
-109,735
|
-8%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$15.6M
|
-$500K
|
-21,732
|
-3%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$3.65M
|
+$676K
|
+29,375
|
+23%
|
|
|
4
|
|
$2.29M
|
–
|
–
|
–
|
|
|
5
|
Saba Capital Management
New York
|
$2.06M
|
+$2.07M
|
+90,004
|
New
|
|
|
6
|
|
$1.6M
|
-$472K
|
-20,500
|
-23%
|
|
|
7
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$986K
|
-$77.7K
|
-3,378
|
-7%
|
|
|
8
|
|
$782K
|
-$53.8K
|
-2,339
|
-6%
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$621K
|
+$6.03K
|
+262
|
+1%
|
|
|
10
|
Stifel Nicolaus & Co
St Louis,
Missouri
|
$605K
|
-$52.3K
|
-2,275
|
-8%
|
|
|
11
|
LPL Financial
San Diego,
California
|
$391K
|
-$117K
|
-5,066
|
-23%
|
|
|
12
|
KeyBank National Association
Cleveland,
Ohio
|
$375K
|
–
|
–
|
–
|
|
|
13
|
Barclays
London,
United Kingdom
|
$307K
|
+$55.9K
|
+2,431
|
+21%
|
|
|
14
|
Delphi Financial Group
Wilmington,
Delaware
|
$258K
|
–
|
–
|
–
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$243K
|
-$60.4K
|
-2,625
|
-20%
|
|
|
16
|
Ameriprise
Minneapolis,
Minnesota
|
$69K
|
+$805
|
+35
|
+1%
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
$33K
|
-$7.2K
|
-313
|
-18%
|
|
|
18
|
Highlander Capital Management
Short Hills,
New Jersey
|
$30.5K
|
–
|
–
|
–
|
|
|
19
|
Madden Advisory Services
Jacksonville,
Florida
|
$30K
|
–
|
–
|
–
|
|
|
20
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$16K
|
+$16.5K
|
+718
|
New
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$14K
|
+$9.2K
|
+400
|
+200%
|
|
|
22
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$6K
|
–
|
–
|
–
|
|
|
23
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$5K
|
–
|
–
|
–
|
|
|
24
|
US Bancorp
Minneapolis,
Minnesota
|
$5K
|
–
|
–
|
–
|
|
|
25
|
|
$3K
|
–
|
–
|
–
|
|
