Barclays’s Brookfield Total Return Fund Inc HTR Stock Holding History

Barclays’s Portfolio HTR Stock Details HTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-137	Closed	-$3K	–	7579
2014 Q4	$3K	Buy	137 +112	+448%	+$2.81K	﹤0.01%	7105
2014 Q3	$1K	Buy	+25	New	+$626	﹤0.01%	7618
2014 Q2	–	Sell	-14	Closed	–	–	8105
2014 Q1	$0	Sell	14 -18,689	-100%	-$449K	﹤0.01%	7988
2013 Q4	$430K	Buy	18,703 +4,760	+34%	+$111K	﹤0.01%	4251
2013 Q3	$307K	Buy	13,943 +2,431	+21%	+$55.9K	﹤0.01%	4613
2013 Q2	$277K	Buy	+11,512	New	+$297K	﹤0.01%	4862

Other funds holding HTR

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Barclays's HTR Position: Q1 2015 in Review

Barclays sold out of Brookfield Total Return Fund Inc (HTR) in Q1 2015, closing a stake of 137 shares — an estimated $3K sold.

Barclays first reported a position in HTR in Q2 2013 and held it in 6 quarters. The position peaked at $430K in Q4 2013. 29 funds tracked by Wall St. Rank hold HTR as of Q1 2015.

Barclays reported no remaining Brookfield Total Return Fund Inc position as of Q1 2015 after selling out during the quarter.
Barclays sold 137 Brookfield Total Return Fund Inc shares in Q1 2015, an estimated $3K.
Barclays first reported a position in Brookfield Total Return Fund Inc in Q2 2013 and held it in 6 quarters.
Barclays's Brookfield Total Return Fund Inc position peaked at $430K in Q4 2013.
29 funds tracked by Wall St. Rank held Brookfield Total Return Fund Inc as of Q1 2015.

Based on Barclays's 13F filing for Q1 2015, filed 14 May 2015.