HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

29 hedge funds and large institutions have $66.2M invested in Brookfield Total Return Fund Inc in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$30.4M 1,254,291 +84,738 +7%
GC
2
Guggenheim Capital
Illinois
$15.5M 638,032 -77,778 -11%
RCM
3
Rivernorth Capital Management
Florida
$3.81M 157,232 -21,165 -12%
SCM
4
Saba Capital Management
New York
$3.04M 125,371 -2,300 -2%
Invesco
5
Invesco
Georgia
Morgan Stanley
6
Morgan Stanley
New York
$2.21M 91,377 +9,903 +12%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$976K 40,308 +1,361 +3%
CL
8
CSS LLC
Illinois
$874K 36,106
U
9
UBS
Switzerland
$856K 35,325 +3,191 +10%
MWM
10
Merriman Wealth Management
Washington
$838K 34,318 -1,400 -4%
CIA
11
Capital Investment Advisors
Georgia
$770K 31,800 -536 -2%
YCM
12
Yakira Capital Management
Connecticut
$717K 29,617
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$679K 28,049 +101 +0.4%
KeyBank National Association
14
KeyBank National Association
Ohio
$640K 26,458 +4,145 +19%
Stifel Financial
15
Stifel Financial
Missouri
$629K 25,990 +25,990 New
HCM
16
Hollencrest Capital Management
California
$463K 19,132
LPL Financial
17
LPL Financial
California
$439K 18,113 -1,427 -7%
DFG
18
Delphi Financial Group
Delaware
$272K 11,250
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$194K 8,000
Bank of America
20
Bank of America
North Carolina
$187K 7,723
HCM
21
Highlander Capital Management
New Jersey
$32.2K 1,330
Wells Fargo
22
Wells Fargo
California
$31K 1,265 -163 -11%
NSIM
23
North Star Investment Management
Illinois
$19K 799 +799 New
BAM
24
Barrett Asset Management
New York
$16K 650
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$16K 650 +375 +136%