CSS LLC’s Brookfield Total Return Fund Inc HTR Stock Holding History

CSS LLC’s Portfolio HTR Stock Details HTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,606	Closed	-$239K	–	859
2016 Q2	$239K	Sell	10,606 -25,500	-71%	-$593K	0.02%	542
2016 Q1	$875K	Hold	36,106	–	–	0.05%	258
2015 Q4	$793K	Hold	36,106	–	–	0.05%	274
2015 Q3	$770K	Hold	36,106	–	–	0.05%	291
2015 Q2	$808K	Hold	36,106	–	–	0.04%	343
2015 Q1	$876K	Hold	36,106	–	–	0.04%	321
2014 Q4	$878K	Hold	36,106	–	–	0.04%	323
2014 Q3	$902K	Hold	36,106	–	–	0.04%	347
2014 Q2	$909K	Hold	36,106	–	–	0.04%	343
2014 Q1	$874K	Hold	36,106	–	–	0.04%	300
2013 Q4	$858K	Buy	+36,106	New	+$845K	0.04%	304

Other funds holding HTR

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

Paloma Partners Greenwich, Connecticut $1.36B AUM 249.29% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

CSS LLC's HTR Position: Q3 2016 in Review

CSS LLC sold out of Brookfield Total Return Fund Inc (HTR) in Q3 2016, closing a stake of 10,606 shares — an estimated $239K sold.

CSS LLC first reported a position in HTR in Q4 2013 and held it in 11 quarters. The position peaked at $909K in Q2 2014. 44 funds tracked by Wall St. Rank hold HTR as of Q3 2016.

CSS LLC reported no remaining Brookfield Total Return Fund Inc position as of Q3 2016 after selling out during the quarter.
CSS LLC sold 10,606 Brookfield Total Return Fund Inc shares in Q3 2016, an estimated $239K.
CSS LLC first reported a position in Brookfield Total Return Fund Inc in Q4 2013 and held it in 11 quarters.
CSS LLC's Brookfield Total Return Fund Inc position peaked at $909K in Q2 2014.
44 funds tracked by Wall St. Rank held Brookfield Total Return Fund Inc as of Q3 2016.

Based on CSS LLC's 13F filing for Q3 2016, filed 14 Nov 2016.