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HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$30.4M +$2.03M +84,738 +7%
GC
2
Guggenheim Capital
Illinois
$15.5M -$1.87M -77,778 -11%
RCM
3
Rivernorth Capital Management
Florida
$3.81M -$508K -21,165 -12%
SCM
4
Saba Capital Management
New York
$3.04M -$55.2K -2,300 -2%
Invesco
5
Invesco
Georgia
$2.6M
Morgan Stanley
6
Morgan Stanley
New York
$2.21M +$238K +9,903 +12%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$976K +$32.7K +1,361 +3%
CL
8
CSS LLC
Illinois
$874K
U
9
UBS
Switzerland
$856K +$76.6K +3,191 +10%
MWM
10
Merriman Wealth Management
Washington
$838K -$33.6K -1,400 -4%
CIA
11
Capital Investment Advisors
Georgia
$770K -$12.9K -536 -2%
YCM
12
Yakira Capital Management
Connecticut
$717K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$679K +$2.42K +101 +0.4%
KeyBank National Association
14
KeyBank National Association
Ohio
$640K +$99.5K +4,145 +19%
Stifel Financial
15
Stifel Financial
Missouri
$629K +$624K +25,990 New
HCM
16
Hollencrest Capital Management
California
$463K
LPL Financial
17
LPL Financial
California
$439K -$34.3K -1,427 -7%
DFG
18
Delphi Financial Group
Delaware
$272K
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$194K
Bank of America
20
Bank of America
North Carolina
$187K
HCM
21
Highlander Capital Management
New Jersey
$32.2K
Wells Fargo
22
Wells Fargo
California
$31K -$3.91K -163 -11%
NSIM
23
North Star Investment Management
Illinois
$19K +$19.2K +799 New
BAM
24
Barrett Asset Management
New York
$16K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$16K +$9K +375 +136%