Thomas J. Herzfeld Advisors’s Brookfield Total Return Fund Inc HTR Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio HTR Stock Details HTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-19,468	Closed	-$427K	–	370
2015 Q4	$427K	Buy	19,468 +775	+4%	+$16.8K	0.17%	96
2015 Q3	$399K	Buy	18,693 +1,790	+11%	+$39.9K	0.17%	97
2015 Q2	$375K	Buy	+16,903	New	+$394K	0.16%	99
2014 Q4	–	Sell	-5,200	Closed	-$130K	–	361
2014 Q3	$130K	Sell	5,200 -2,800	-35%	-$70.1K	0.07%	155
2014 Q2	$201K	Hold	8,000	–	–	0.11%	133
2014 Q1	$194K	Hold	8,000	–	–	0.11%	140
2013 Q4	$190K	Buy	+8,000	New	+$187K	0.11%	136

Other funds holding HTR

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Thomas J. Herzfeld Advisors's HTR Position: Q1 2016 in Review

Thomas J. Herzfeld Advisors sold out of Brookfield Total Return Fund Inc (HTR) in Q1 2016, closing a stake of 19,468 shares — an estimated $427K sold.

Thomas J. Herzfeld Advisors first reported a position in HTR in Q4 2013 and held it in 7 quarters. The position peaked at $427K in Q4 2015. 41 funds tracked by Wall St. Rank hold HTR as of Q1 2016.

Thomas J. Herzfeld Advisors reported no remaining Brookfield Total Return Fund Inc position as of Q1 2016 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 19,468 Brookfield Total Return Fund Inc shares in Q1 2016, an estimated $427K.
Thomas J. Herzfeld Advisors first reported a position in Brookfield Total Return Fund Inc in Q4 2013 and held it in 7 quarters.
Thomas J. Herzfeld Advisors's Brookfield Total Return Fund Inc position peaked at $427K in Q4 2015.
41 funds tracked by Wall St. Rank held Brookfield Total Return Fund Inc as of Q1 2016.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.