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HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$37.9M +$2.44M +112,489 +7%
GC
2
Guggenheim Capital
Illinois
$7.56M -$1.31M -60,316 -15%
AAM
3
Advisors Asset Management
Colorado
$6.63M -$772K -35,572 -11%
Invesco
4
Invesco
Georgia
$5.18M +$230K +10,606 +5%
SCM
5
Saba Capital Management
New York
$2.8M +$916K +42,225 +50%
PPA
6
Parametric Portfolio Associates
Washington
$2.75M +$1.81M +83,510 +199%
Morgan Stanley
7
Morgan Stanley
New York
$2.33M -$382K -17,591 -14%
LCM
8
Landscape Capital Management
New Jersey
$1.6M +$629K +28,972 +66%
LCM
9
Laurion Capital Management
New York
$1.55M +$721K +33,242 +89%
First Trust Advisors
10
First Trust Advisors
Illinois
$1.48M -$84.5K -3,895 -5%
UBS Group
11
UBS Group
Switzerland
$1.17M +$93.5K +4,309 +9%
KIG
12
Kovitz Investment Group
Illinois
$1.14M +$1.13M +52,036 New
Stifel Financial
13
Stifel Financial
Missouri
$934K -$19.4K -896 -2%
MIG
14
Mariner Investment Group
New York
$876K -$376K -17,345 -30%
CL
15
CSS LLC
Illinois
$793K
LPL Financial
16
LPL Financial
California
$763K +$334K +15,378 +80%
EWM
17
Edge Wealth Management
New York
$727K +$396K +18,230 +120%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$693K -$15.7K -722 -2%
CIA
19
Capital Investment Advisors
Georgia
$588K -$33.6K -1,550 -5%
SG Americas Securities
20
SG Americas Securities
New York
$529K +$523K +24,102 New
Citigroup
21
Citigroup
New York
$496K +$490K +22,554 +50,120%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$427K +$16.8K +775 +4%
Bank of America
23
Bank of America
North Carolina
$390K +$71.8K +3,310 +23%
HCM
24
Hollencrest Capital Management
California
$385K
YCM
25
Yakira Capital Management
Connecticut
$366K -$33.5K -1,544 -8%