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HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$11M -$29.4M -1,272,793 -74%
AAM
2
Advisors Asset Management
Colorado
$7.68M +$349K +15,084 +5%
GC
3
Guggenheim Capital
Illinois
$7.65M -$670K -28,997 -8%
Invesco
4
Invesco
Georgia
$5.94M +$214K +9,243 +4%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$4.68M +$4.46M +193,040 New
UBS Group
6
UBS Group
Switzerland
$3.46M +$2.06M +89,256 +167%
Morgan Stanley
7
Morgan Stanley
New York
$2.94M +$343K +14,827 +14%
LPL Financial
8
LPL Financial
California
$2.25M +$1.38M +59,901 +173%
Bank of America
9
Bank of America
North Carolina
$1.77M +$1.28M +55,275 +311%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.19M +$1.14M +49,219 New
Stifel Financial
11
Stifel Financial
Missouri
$1.14M +$103K +4,458 +10%
Bessemer Group
12
Bessemer Group
New Jersey
$1.1M +$687K +29,696 +189%
ICOA
13
Investment Centers of America
North Dakota
$999K +$954K +41,281 New
TC
14
Telemus Capital
Michigan
$893K +$852K +36,865 New
CL
15
CSS LLC
Illinois
$875K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$657K -$103K -4,453 -14%
CIA
17
Capital Investment Advisors
Georgia
$627K -$20.5K -885 -3%
ACP
18
Aviance Capital Partners
Florida
$443K +$423K +18,281 New
HCM
19
Hollencrest Capital Management
California
$425K
SG Americas Securities
20
SG Americas Securities
New York
$365K -$209K -9,046 -38%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$294K +$281K +12,152 New
LH
22
Lebenthal Holdings
New York
$279K +$266K +11,500 New
DFG
23
Delphi Financial Group
Delaware
$273K
First Trust Advisors
24
First Trust Advisors
Illinois
$219K -$1.35M -58,384 -87%
PA
25
Pinnacle Associates
New York
$205K +$195K +8,440 New