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HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$34.9M +$4.33M +185,541 +14%
GC
2
Guggenheim Capital
Illinois
$11.9M -$761K -32,646 -6%
AAM
3
Advisors Asset Management
Colorado
$6.67M +$548K +23,515 +9%
Invesco
4
Invesco
Georgia
$4.99M
Morgan Stanley
5
Morgan Stanley
New York
$2.85M -$425K -18,210 -12%
MIG
6
Mariner Investment Group
New York
$2.48M +$2.59M +111,064 New
First Trust Advisors
7
First Trust Advisors
Illinois
$1.57M -$67.4K -2,890 -4%
UBS Group
8
UBS Group
Switzerland
$1.3M +$1.21M +51,771 +813%
Stifel Financial
9
Stifel Financial
Missouri
$1.04M -$2.33K -100 -0.2%
LCM
10
Landscape Capital Management
New Jersey
$985K +$1.03M +44,043 New
SCM
11
Saba Capital Management
New York
$960K +$1M +42,912 New
CL
12
CSS LLC
Illinois
$808K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$735K -$4.29K -184 -0.6%
LPL Financial
14
LPL Financial
California
$664K -$91.1K -3,904 -12%
CIA
15
Capital Investment Advisors
Georgia
$641K +$2.68K +115 +0.4%
YCM
16
Yakira Capital Management
Connecticut
$548K
PPA
17
Parametric Portfolio Associates
Washington
$512K +$66.7K +2,861 +14%
KeyBank National Association
18
KeyBank National Association
Ohio
$474K -$143K -6,112 -22%
EWM
19
Edge Wealth Management
New York
$424K +$366K +15,675 +448%
HCM
20
Hollencrest Capital Management
California
$392K
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$375K +$394K +16,903 New
Goldman Sachs
22
Goldman Sachs
New York
$300K +$313K +13,419 New
DFG
23
Delphi Financial Group
Delaware
$251K
Bank of America
24
Bank of America
North Carolina
$241K +$74.5K +3,194 +42%
Geode Capital Management
25
Geode Capital Management
Massachusetts
$225K