|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$30.3M
|
+$705K
|
+28,150
|
+2%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$16.4M
|
+$944K
|
+37,710
|
+6%
|
|
|
3
|
|
$5.54M
|
–
|
–
|
–
|
|
|
4
|
Advisors Asset Management
Monument,
Colorado
|
$5.14M
|
+$3.79M
|
+151,478
|
+279%
|
|
|
5
|
|
$2.81M
|
+$270K
|
+10,788
|
+11%
|
|
|
6
|
First Trust Advisors
Wheaton,
Illinois
|
$1.63M
|
+$1.63M
|
+65,191
|
New
|
|
|
7
|
Parametric Portfolio Associates
Seattle,
Washington
|
$948K
|
+$285K
|
+11,390
|
+43%
|
|
|
8
|
CSS LLC
Chicago,
Illinois
|
$902K
|
–
|
–
|
–
|
|
|
9
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$894K
|
-$27.8K
|
-1,112
|
-3%
|
|
|
10
|
|
$868K
|
-$48.3K
|
-1,928
|
-5%
|
|
|
11
|
Stifel Financial
St. Louis,
Missouri
|
$792K
|
+$31.8K
|
+1,270
|
+4%
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$771K
|
+$13.3K
|
+530
|
+2%
|
|
|
13
|
Yakira Capital Management
Westport,
Connecticut
|
$740K
|
–
|
–
|
–
|
|
|
14
|
Capital Investment Advisors
Atlanta,
Georgia
|
$720K
|
-$7.81K
|
-312
|
-1%
|
|
|
15
|
KeyBank National Association
Cleveland,
Ohio
|
$566K
|
-$250K
|
-9,975
|
-31%
|
|
|
16
|
Hollencrest Capital Management
Newport Beach,
California
|
$485K
|
–
|
–
|
–
|
|
|
17
|
LPL Financial
San Diego,
California
|
$428K
|
-$46K
|
-1,838
|
-10%
|
|
|
18
|
Delphi Financial Group
Wilmington,
Delaware
|
$281K
|
–
|
–
|
–
|
|
|
19
|
Crow Point Partners
Boston,
Massachusetts
|
$197K
|
+$198K
|
+7,900
|
New
|
|
|
20
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$130K
|
-$70.1K
|
-2,800
|
-35%
|
|
|
21
|
Bank of America
Charlotte,
North Carolina
|
$108K
|
+$41.5K
|
+1,656
|
+61%
|
|
|
22
|
Wells Fargo
San Francisco,
California
|
$69K
|
-$1.23K
|
-49
|
-2%
|
|
|
23
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$57K
|
+$57.6K
|
+2,300
|
New
|
|
|
24
|
Highlander Capital Management
Short Hills,
New Jersey
|
$33.2K
|
–
|
–
|
–
|
|
|
25
|
Next Financial Group
Houston,
Texas
|
$25K
|
–
|
–
|
–
|
|
