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HTR

Brookfield Total Return Fund Inc

Delisted

HTR was delisted on the 2nd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$33.4M +$1.07M +43,711 +3%
GC
2
Guggenheim Capital
Illinois
$13.7M -$2.13M -86,696 -13%
AAM
3
Advisors Asset Management
Colorado
$6.66M +$742K +30,211 +12%
Invesco
4
Invesco
Georgia
$5.05M
Morgan Stanley
5
Morgan Stanley
New York
$3.54M +$135K +5,513 +4%
First Trust Advisors
6
First Trust Advisors
Illinois
$1.77M +$107K +4,364 +6%
Stifel Financial
7
Stifel Financial
Missouri
$1.13M +$322K +13,100 +39%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$984K +$195K +7,942 +24%
CL
9
CSS LLC
Illinois
$876K
LPL Financial
10
LPL Financial
California
$807K +$398K +16,215 +95%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$802K -$37.9K -1,544 -4%
CIA
12
Capital Investment Advisors
Georgia
$692K -$7.74K -315 -1%
KeyBank National Association
13
KeyBank National Association
Ohio
$663K +$91.3K +3,716 +16%
YCM
14
Yakira Capital Management
Connecticut
$594K
PPA
15
Parametric Portfolio Associates
Washington
$486K -$285K -11,595 -37%
HCM
16
Hollencrest Capital Management
California
$426K
DFG
17
Delphi Financial Group
Delaware
$273K
BRWA
18
B. Riley Wealth Advisors
Florida
$221K -$234K -9,534 -51%
Bank of America
19
Bank of America
North Carolina
$184K +$52K +2,115 +39%
UBS Group
20
UBS Group
Switzerland
$155K -$33.7K -1,373 -18%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$119K -$4.91K -200 -4%
EWM
22
Edge Wealth Management
New York
$85K +$86K +3,500 New
Wells Fargo
23
Wells Fargo
California
$53K -$18.8K -767 -26%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$48K +$48.5K +1,975 New
HCM
25
Highlander Capital Management
New Jersey
$32K