B. Riley Wealth Advisors’s Brookfield Total Return Fund Inc HTR Stock Holding History

B. Riley Wealth Advisors’s Portfolio HTR Stock Details HTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-9,103	Closed	-$221K	–	616
2015 Q1	$221K	Sell	9,103 -9,534	-51%	-$234K	0.05%	441
2014 Q4	$2.46M	Buy	+18,637	New	+$467K	0.05%	487
2014 Q3	–	Sell	-9,180	Closed	-$231K	–	2497
2014 Q2	$231K	Buy	+9,180	New	+$226K	0.05%	403

Other funds holding HTR

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return

B. Riley Wealth Advisors's HTR Position: Q2 2015 in Review

B. Riley Wealth Advisors sold out of Brookfield Total Return Fund Inc (HTR) in Q2 2015, closing a stake of 9,103 shares — an estimated $221K sold.

B. Riley Wealth Advisors first reported a position in HTR in Q2 2014 and held it in 3 quarters. The position peaked at $2.46M in Q4 2014. 31 funds tracked by Wall St. Rank hold HTR as of Q2 2015.

B. Riley Wealth Advisors reported no remaining Brookfield Total Return Fund Inc position as of Q2 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 9,103 Brookfield Total Return Fund Inc shares in Q2 2015, an estimated $221K.
B. Riley Wealth Advisors first reported a position in Brookfield Total Return Fund Inc in Q2 2014 and held it in 3 quarters.
B. Riley Wealth Advisors's Brookfield Total Return Fund Inc position peaked at $2.46M in Q4 2014.
31 funds tracked by Wall St. Rank held Brookfield Total Return Fund Inc as of Q2 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.