DBT
HTR

Dubuque Bank & Trust’s Brookfield Total Return Fund Inc HTR Stock Holding History

Dubuque Bank & Trust’s Portfolio HTR Stock Details HTR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-212
Closed -$5K – 615
2014
Q3 		$5K Hold
212
– – ﹤0.01% 502
2014
Q2 		$5K Hold
212
– – ﹤0.01% 539
2014
Q1 		$5K Hold
212
– – ﹤0.01% 390
2013
Q4 		$5K Hold
212
– – ﹤0.01% 389
2013
Q3 		$5K Hold
212
– – ﹤0.01% 373
2013
Q2 		$5K Buy
+212
New +$5.47K ﹤0.01% 335

Other funds holding HTR

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Dubuque Bank & Trust's HTR Position: Q4 2014 in Review

Dubuque Bank & Trust sold out of Brookfield Total Return Fund Inc (HTR) in Q4 2014, closing a stake of 212 shares — an estimated $5K sold.

Dubuque Bank & Trust first reported a position in HTR in Q2 2013 and held it in 6 quarters. The position peaked at $5K in Q3 2014. 33 funds tracked by Wall St. Rank hold HTR as of Q4 2014.

  • Dubuque Bank & Trust reported no remaining Brookfield Total Return Fund Inc position as of Q4 2014 after selling out during the quarter.
  • Dubuque Bank & Trust sold 212 Brookfield Total Return Fund Inc shares in Q4 2014, an estimated $5K.
  • Dubuque Bank & Trust first reported a position in Brookfield Total Return Fund Inc in Q2 2013 and held it in 6 quarters.
  • Dubuque Bank & Trust's Brookfield Total Return Fund Inc position peaked at $5K in Q3 2014.
  • 33 funds tracked by Wall St. Rank held Brookfield Total Return Fund Inc as of Q4 2014.

Based on Dubuque Bank & Trust's 13F filing for Q4 2014, filed 10 Feb 2015.