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Stifel Nicolaus & Co’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Stifel Nicolaus & Co’s Portfolio FXU Stock Details FXU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$614K Buy
30,867
+13,361
+76% +$270K 0.01% 828
2013
Q2 		$346K Buy
+17,506
New +$348K 0.01% 1014

Other funds holding FXU

NA
Navellier & Associates Reno, Nevada $960M AUM 79.37% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
FSIM
F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PI
Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
FA
FDx Advisors Chicago, Illinois $313M AUM 18.92% 1-Year Est. Return

Stifel Nicolaus & Co's FXU Position: Q3 2013 in Review

Stifel Nicolaus & Co increased its First Trust Utilities AlphaDEX Fund (FXU) stake by 76% in Q3 2013, buying an estimated $270K and bringing the position to 30,867 shares worth $614K. The position accounts for 0.01% of the portfolio, ranked #828.

Stifel Nicolaus & Co first reported a position in FXU in Q2 2013 and has held it in 2 quarters since. 35 funds tracked by Wall St. Rank hold FXU as of Q3 2013.

  • Stifel Nicolaus & Co held 30,867 shares of First Trust Utilities AlphaDEX Fund worth $614K as of Q3 2013.
  • Stifel Nicolaus & Co bought 13,361 First Trust Utilities AlphaDEX Fund shares in Q3 2013, an estimated $270K.
  • First Trust Utilities AlphaDEX Fund made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #828 holding.
  • Stifel Nicolaus & Co first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2013 and has held it in 2 quarters since.
  • 35 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.