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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPL
751
DELISTED
Buckeye Partners, L.P.
BPL
$753K 0.01%
11,485
-268
-2% -$18.5K
XLKS
752
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$752K 0.01%
18,466
+11,602
+169% +$473K
CTSH icon
753
Cognizant
CTSH
$24.9B
$734K 0.01%
17,878
+1,440
+9% +$53.4K
NGG icon
754
National Grid
NGG
$80.4B
$730K 0.01%
12,815
+833
+7% +$47K
NFG icon
755
National Fuel Gas
NFG
$7.82B
$730K 0.01%
10,615
+1,630
+18% +$106K
VTV icon
756
Vanguard Morningstar Value ETF
VTV
$189B
$728K 0.01%
10,429
+1,138
+12% +$80.2K
LH icon
757
Labcorp
LH
$25B
$725K 0.01%
8,510
-36
-0.4% -$3.03K
SNP
758
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$720K 0.01%
9,201
+2,863
+45% +$214K
DAN icon
759
Dana Inc
DAN
$2.9B
$719K 0.01%
31,486
+869
+3% +$18.8K
INXN
760
DELISTED
Interxion Holding N.V.
INXN
$718K 0.01%
32,266
-5,920
-16% -$146K
DTE icon
761
DTE Energy
DTE
$29.5B
$715K 0.01%
12,725
+2,705
+27% +$157K
LNT icon
762
Alliant Energy
LNT
$18.3B
$712K 0.01%
28,744
+1,066
+4% +$27.3K
REXX
763
DELISTED
Rex Energy Corporation
REXX
$712K 0.01%
3,188
-35
-1% -$7.07K
R icon
764
Ryder
R
$9.83B
$712K 0.01%
11,918
+887
+8% +$53.2K
ISCV icon
765
iShares Morningstar Small-Cap Value ETF
ISCV
$701M
$710K 0.01%
+19,494
New +$706K
EXG icon
766
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$710K 0.01%
75,712
+8,496
+13% +$80.9K
SOCL icon
767
Global X Social Media ETF
SOCL
$92.9M
$709K 0.01%
+35,968
New +$632K
FYT icon
768
First Trust Small Cap Value AlphaDEX Fund
FYT
$194M
$706K 0.01%
24,564
+7,615
+45% +$212K
HE icon
769
Hawaiian Electric Industries
HE
$2.23B
$705K 0.01%
28,103
-8,245
-23% -$212K
MUNI icon
770
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
$701K 0.01%
13,441
+741
+6% +$38.2K
PSAU
771
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$697K 0.01%
+31,936
New +$704K
BMS
772
DELISTED
Bemis
BMS
$697K 0.01%
17,862
+252
+1% +$10.2K
LECO icon
773
Lincoln Electric
LECO
$14.2B
$695K 0.01%
10,429
+744
+8% +$46.7K
PPLI
774
People Inc
PPLI
$3.09B
$694K 0.01%
+71,000
New +$649K
TOL icon
775
Toll Brothers
TOL
$13.6B
$690K 0.01%
21,285
+4,150
+24% +$134K
29 30
31
32 33

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WPSC
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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.