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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEG icon
701
Public Service Enterprise Group
PEG
$38.2B
$897K 0.01%
27,231
+1,391
+5% +$46K
TMO icon
702
Thermo Fisher Scientific
TMO
$213B
$894K 0.01%
9,702
+417
+4% +$37.7K
XME icon
703
State Street SPDR S&P Metals & Mining ETF
XME
$3.94B
$893K 0.01%
+24,363
New +$882K
NPI
704
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$892K 0.01%
69,820
+1,612
+2% +$20.1K
EVG
705
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$891K 0.01%
57,518
+5,833
+11% +$89.9K
TEF
706
DELISTED
Telefonica
TEF
$891K 0.01%
+78,398
New +$810K
HYF
707
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$885K 0.01%
442,644
-904
-0.2% -$1.78K
ORAN
708
DELISTED
Orange
ORAN
$884K 0.01%
70,674
+1,646
+2% +$17.2K
EWZ icon
709
iShares MSCI Brazil ETF
EWZ
$9.22B
$884K 0.01%
18,442
-20,404
-53% -$907K
TCP
710
DELISTED
TC Pipelines LP
TCP
$881K 0.01%
18,082
-7,994
-31% -$395K
EWRM
711
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$876K 0.01%
20,094
-268
-1% -$11.5K
TFC icon
712
Truist Financial
TFC
$63.4B
$874K 0.01%
25,882
+2,307
+10% +$80.6K
TT icon
713
Trane Technologies
TT
$101B
$868K 0.01%
16,735
+286
+2% +$14K
HRZN icon
714
Horizon Technology Finance
HRZN
$308M
$865K 0.01%
64,972
-645
-1% -$8.92K
FPE icon
715
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$864K 0.01%
47,893
+747
+2% +$13.9K
GDV icon
716
Gabelli Dividend & Income Trust
GDV
$2.62B
$860K 0.01%
45,572
+2,424
+6% +$45.8K
HAIN icon
717
Hain Celestial
HAIN
$45.5M
$860K 0.01%
22,290
-2,648
-11% -$99.9K
MYI icon
718
BlackRock MuniYield Quality Fund III
MYI
$714M
$858K 0.01%
65,520
+3,749
+6% +$48.3K
UTX.PRA
719
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$857K 0.01%
13,234
+1,006
+8% +$63.9K
ASEI
720
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$857K 0.01%
14,216
+1,808
+15% +$107K
AMU
721
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$852K 0.01%
+30,386
New +$859K
TLH icon
722
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$850K 0.01%
+6,792
New +$842K
ED icon
723
Consolidated Edison
ED
$39.8B
$850K 0.01%
15,410
+404
+3% +$23.3K
OMC icon
724
Omnicom Group
OMC
$21.7B
$845K 0.01%
13,323
+3,740
+39% +$238K
FXC icon
725
Invesco CurrencyShares Canadian Dollar Trust
FXC
$69.5M
$845K 0.01%
8,748
-35
-0.4% -$3.35K
27 28
29
30 31

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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.