SNC
HRZN icon

Stifel Nicolaus & Co’s Horizon Technology Finance HRZN Stock Holding History

Stifel Nicolaus & Co’s Portfolio HRZN Stock Details HRZN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$865K Sell
64,972
-645
-1% -$8.92K 0.01% 715
2013
Q2 		$902K Buy
+65,617
New +$924K 0.02% 664

Other funds holding HRZN

PI
Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
NFA
Nationwide Fund Advisors Columbus, Ohio $2.42B AUM 17.68% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Stifel Nicolaus & Co's HRZN Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Horizon Technology Finance (HRZN) stake by 0.98% in Q3 2013, selling an estimated $8.92K and leaving 64,972 shares worth $865K. The position accounts for 0.01% of the portfolio, ranked #715.

Stifel Nicolaus & Co first reported a position in HRZN in Q2 2013 and has held it in 2 quarters since. The position peaked at $902K in Q2 2013. 46 funds tracked by Wall St. Rank hold HRZN as of Q3 2013.

  • Stifel Nicolaus & Co held 64,972 shares of Horizon Technology Finance worth $865K as of Q3 2013.
  • Stifel Nicolaus & Co sold 645 Horizon Technology Finance shares in Q3 2013, an estimated $8.92K.
  • Horizon Technology Finance made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #715 holding.
  • Stifel Nicolaus & Co first reported a position in Horizon Technology Finance in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's Horizon Technology Finance position peaked at $902K in Q2 2013.
  • 46 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.