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UBS’s Horizon Technology Finance HRZN Stock Holding History

UBS’s Portfolio HRZN Stock Details HRZN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$5.31M Sell
394,605
-14,641
-4% -$207K ﹤0.01% 1967
2014
Q2 		$5.98M Buy
409,246
+168,683
+70% +$2.29M ﹤0.01% 1796
2014
Q1 		$3.01M Buy
240,563
+72,530
+43% +$1.01M ﹤0.01% 2366
2013
Q4 		$2.39M Buy
168,033
+7,857
+5% +$108K ﹤0.01% 2631
2013
Q3 		$2.13M Buy
160,176
+5,618
+4% +$77.7K ﹤0.01% 2505
2013
Q2 		$2.12M Buy
+154,558
New +$2.18M ﹤0.01% 2477

Other funds holding HRZN

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
BAS
Brown Advisory Securities Baltimore, Maryland $27.3M AUM 10.67% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS's HRZN Position: Q3 2014 in Review

UBS reduced its Horizon Technology Finance (HRZN) stake by 3.6% in Q3 2014, selling an estimated $207K and leaving 394,605 shares worth $5.31M. The position accounts for ﹤0.01% of the portfolio, ranked #1967.

UBS first reported a position in HRZN in Q2 2013 and has held it in 6 quarters since. The position peaked at $5.98M in Q2 2014. 31 funds tracked by Wall St. Rank hold HRZN as of Q3 2014.

  • UBS held 394,605 shares of Horizon Technology Finance worth $5.31M as of Q3 2014.
  • UBS sold 14,641 Horizon Technology Finance shares in Q3 2014, an estimated $207K.
  • Horizon Technology Finance made up ﹤0.01% of UBS's portfolio in Q3 2014, its #1967 holding.
  • UBS first reported a position in Horizon Technology Finance in Q2 2013 and has held it in 6 quarters since.
  • UBS's Horizon Technology Finance position peaked at $5.98M in Q2 2014.
  • 31 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.