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Horizon Technology Finance
HRZN

38 hedge funds and large institutions have $30.1M invested in Horizon Technology Finance in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 11

13% more capital invested

Capital invested by funds: $26.7M → $30.1M (+$3.37M)

21% less funds holding

Funds holding: 48 → 38 (-10)

53% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 19

70% less call options, than puts

Call options by funds: $105K | Put options by funds: $351K

Holders
38
Holders Change
-10
Holders Change %
-20.83%
% of All Funds
1.09%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
11
Closed
19
Calls
$105K
Puts
$351K
Net Calls
-$246K
Net Calls Change
-$12K

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$4.88M
2
U
UBS
Switzerland
+$2.29M
3
Morgan Stanley
Morgan Stanley
New York
+$835K
4
Deutsche Bank
Deutsche Bank
Germany
+$683K
5
PP
Paloma Partners
Connecticut
+$481K

Top Sellers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
-$3.07M
2
State Street
State Street
Massachusetts
-$1.29M
3
BIT
BlackRock Institutional Trust
California
-$1.19M
4
WFI
West Family Investments
California
-$1.15M
5
PI
Putnam Investments
Massachusetts
-$1.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$7.37M +$4.88M +359,842 +250%
U
2
UBS
Switzerland
$5.98M +$2.29M +168,683 +70%
CIM
3
Confluence Investment Management
Missouri
$4.86M +$157K +11,596 +4%
LSV Asset Management
4
LSV Asset Management
Illinois
$2M +$32.5K +2,400 +2%
Morgan Stanley
5
Morgan Stanley
New York
$1.21M +$835K +61,566 +288%
Northern Trust
6
Northern Trust
Illinois
$1.02M -$385K -28,414 -29%
Two Sigma Investments
7
Two Sigma Investments
New York
$1.02M -$41.6K -3,068 -4%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$877K +$88.1K +6,500 +12%
Wells Fargo
9
Wells Fargo
California
$804K +$45.3K +3,341 +6%
Deutsche Bank
10
Deutsche Bank
Germany
$792K +$683K +50,362 +1,315%
PP
11
Paloma Partners
Connecticut
$518K +$481K +35,433 New
Goldman Sachs
12
Goldman Sachs
New York
$441K +$182K +13,392 +80%
Bank of America
13
Bank of America
North Carolina
$419K +$117K +8,617 +43%
BAS
14
Brown Advisory Securities
Maryland
$399K -$29.1K -2,149 -7%
COPPSERS
15
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$351K +$326K +24,029 New
VanEck Associates
16
VanEck Associates
New York
$314K +$64.4K +4,752 +28%
MC
17
Menta Capital
California
$284K +$263K +19,429 New
LP
18
LMR Partners
United Kingdom
$261K +$242K +17,810 New
RJA
19
Raymond James & Associates
Florida
$224K +$208K +15,304 New
CS
20
Credit Suisse
Switzerland
$217K +$201K +14,822 New
Millennium Management
21
Millennium Management
New York
$175K -$21.6K -1,594 -12%
WFI
22
West Family Investments
California
$136K -$1.15M -84,436 -90%
BRWA
23
B. Riley Wealth Advisors
Florida
$106K -$18.1K -1,332 -16%
PG
24
PEAK6 Group
Illinois
$67K -$15.4K -1,136 -20%
MSE
25
MUFG Securities EMEA
United Kingdom
$64.1K +$10.8K +793 +22%
1
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HRZN Hedge Fund Activity: Q2 2014 in Review

38 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q2 2014, worth a combined $30.1M — up 13% from $26.7M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of HRZN and 9 opened new positions — a net loss of 10 holders — while 11 trimmed existing stakes and 15 added.

The largest buyer was Advisors Asset Management, adding an estimated $4.88M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $3.07M sold.

  • 38 institutional investors held Horizon Technology Finance (HRZN) as of Q2 2014, down from 48 in Q1 2014.
  • Funds reported $30.1M of Horizon Technology Finance stock for Q2 2014, up 13% quarter-over-quarter.
  • 9 funds opened new Horizon Technology Finance positions in Q2 2014 and 19 closed out, a net change of -10 holders.
  • The largest Horizon Technology Finance buyer in Q2 2014 was Advisors Asset Management, an estimated $4.88M added.
  • The largest Horizon Technology Finance seller in Q2 2014 was BlackRock Fund Advisors, an estimated $3.07M sold.

Based on aggregated 13F filings for Q2 2014.