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Horizon Technology Finance
HRZN

Overview Fund Activity

38 hedge funds and large institutions have $30.1M invested in Horizon Technology Finance in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
-10
Holders Change %
-20.83%
% of All Funds
1.09%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
11
Closed
19
Calls
$105K
Puts
$351K
Net Calls
-$246K
Net Calls Change
-$12K

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$5.26M
2
U
UBS
Switzerland
+$2.47M
3
Morgan Stanley
Morgan Stanley
New York
+$900K
4
Deutsche Bank
Deutsche Bank
Germany
+$736K
5
PP
Paloma Partners
Connecticut
+$518K

Top Sellers

1
BFA
BlackRock Fund Advisors
California
-$3.07M
2
State Street
State Street
Massachusetts
-$1.29M
3
WFI
West Family Investments
California
-$1.23M
4
BIT
BlackRock Institutional Trust
California
-$1.19M
5
PI
Putnam Investments
Massachusetts
-$1.02M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$7.37M +$5.26M +359,842 +250%
U
2
UBS
Switzerland
$5.98M +$2.47M +168,683 +70%
CIM
3
Confluence Investment Management
Missouri
$4.86M +$170K +11,596 +4%
LSV Asset Management
4
LSV Asset Management
Illinois
$2M +$35.1K +2,400 +2%
Morgan Stanley
5
Morgan Stanley
New York
$1.21M +$900K +61,566 +288%
Northern Trust
6
Northern Trust
Illinois
$1.03M -$415K -28,414 -29%
Two Sigma Investments
7
Two Sigma Investments
New York
$1.02M -$44.8K -3,068 -4%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$877K +$95.1K +6,500 +12%
Wells Fargo
9
Wells Fargo
California
$804K +$48.8K +3,341 +6%
Deutsche Bank
10
Deutsche Bank
Germany
$792K +$736K +50,362 +1,315%
PP
11
Paloma Partners
Connecticut
$518K +$518K +35,433 New
Goldman Sachs
12
Goldman Sachs
New York
$441K +$196K +13,392 +80%
Bank of America
13
Bank of America
North Carolina
$419K +$126K +8,617 +43%
BAS
14
Brown Advisory Securities
Maryland
$399K -$31.4K -2,149 -7%
COPPSERS
15
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$351K +$351K +24,029 New
VanEck Associates
16
VanEck Associates
New York
$314K +$69.6K +4,752 +28%
MC
17
Menta Capital
California
$284K +$284K +19,429 New
LP
18
LMR Partners
United Kingdom
$261K +$261K +17,810 New
RJA
19
Raymond James & Associates
Florida
$224K +$224K +15,304 New
CS
20
Credit Suisse
Switzerland
$217K +$217K +14,822 New
Millennium Management
21
Millennium Management
New York
$175K -$23.3K -1,594 -12%
WFI
22
West Family Investments
California
$136K -$1.23M -84,436 -90%
BRWA
23
B. Riley Wealth Advisors
Florida
$106K -$19.5K -1,332 -16%
PG
24
PEAK6 Group
Illinois
$67K -$16.6K -1,136 -20%
MSE
25
MUFG Securities EMEA
United Kingdom
$64.1K +$11.6K +793 +22%
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