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Horizon Technology Finance
HRZN

Overview Fund Activity

35 hedge funds and large institutions have $24.1M invested in Horizon Technology Finance in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
14
Closed
2
Calls
$288K
Puts
–
Net Calls
+$288K
Net Calls Change
+$95K

Top Buyers

1
BCM
Bridgeway Capital Management
Texas
+$2.25M
2
WFI
West Family Investments
California
+$614K
3
GC
Guggenheim Capital
Illinois
+$238K
4
NFA
Nuveen Fund Advisors
Illinois
+$165K
5
ICOA
Investment Centers of America
North Dakota
+$136K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$565K
2
Goldman Sachs
Goldman Sachs
New York
-$295K
3
Two Sigma Investments
Two Sigma Investments
New York
-$264K
4
UBS Group
UBS Group
Switzerland
-$168K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$142K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$4.03M -$168K -14,802 -4%
AAM
2
Advisors Asset Management
Colorado
$3.65M -$565K -49,906 -13%
GC
3
Guggenheim Capital
Illinois
$2.45M +$238K +21,003 +11%
BCM
4
Bridgeway Capital Management
Texas
$2.25M +$2.25M +198,200 New
LSV Asset Management
5
LSV Asset Management
Illinois
$2.16M – – –
WFI
6
West Family Investments
California
$1.87M +$614K +52,156 +49%
NFA
7
Nuveen Fund Advisors
Illinois
$1.2M +$165K +14,472 +16%
Morgan Stanley
8
Morgan Stanley
New York
$961K +$64.2K +5,665 +7%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$860K -$96.1K -8,475 -10%
Wells Fargo
10
Wells Fargo
California
$730K -$13.7K -1,208 -2%
Two Sigma Investments
11
Two Sigma Investments
New York
$689K -$264K -23,316 -28%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$407K -$142K -12,566 -26%
KA
13
Kovack Advisors
Florida
$304K +$15.6K +1,380 +5%
WA
14
WFG Advisors
Texas
$283K +$66.7K +5,878 +31%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$252K -$1.61K -142 -0.6%
BAS
16
Brown Advisory Securities
Maryland
$251K – – –
Millennium Management
17
Millennium Management
New York
$235K +$2.11K +186 +0.9%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$235K +$48.2K +4,252 +26%
Axa
19
Axa
France
$227K – – –
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$219K – – –
ICA
21
Infrastructure Capital Advisors
New York
$187K – – –
HI
22
Horizon Investments
North Carolina
$143K -$4.31K -377 -3%
FFS
23
Founders Financial Securities
Maryland
$139K -$4.49K -396 -3%
ICOA
24
Investment Centers of America
North Dakota
$136K +$136K +11,959 New
NL
25
NWAM LLC
Washington
$121K -$56.8K -5,000 -32%
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