Nuveen Fund Advisors’s Horizon Technology Finance HRZN Stock Holding History

Nuveen Fund Advisors’s Portfolio HRZN Stock Details HRZN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-16,616	Closed	-$187K	–	17
2018 Q4	$187K	Sell	16,616 -20,022	-55%	-$228K	1.66%	30
2018 Q3	$418K	Sell	36,638 -20,559	-36%	-$226K	0.93%	37
2018 Q2	$577K	Sell	57,197 -24,195	-30%	-$247K	0.71%	46
2018 Q1	$846K	Sell	81,392 -6,857	-8%	-$74.9K	0.39%	79
2017 Q4	$990K	Sell	88,249 -8,096	-8%	-$89.5K	0.29%	96
2017 Q3	$1.07M	Sell	96,345 -8,577	-8%	-$93.7K	0.22%	147
2017 Q2	$1.2M	Buy	104,922 +14,472	+16%	+$163K	0.19%	159
2017 Q1	$1.04M	Buy	90,450 +18,492	+26%	+$205K	0.14%	198
2016 Q4	$758K	Buy	71,958 +31,242	+77%	+$368K	0.11%	215
2016 Q3	$552K	Buy	40,716 +23,718	+140%	+$319K	0.08%	277
2016 Q2	$207K	Buy	+16,998	New	+$200K	0.03%	409

Other funds holding HRZN

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Nuveen Fund Advisors's HRZN Position: Q1 2019 in Review

Nuveen Fund Advisors sold out of Horizon Technology Finance (HRZN) in Q1 2019, closing a stake of 16,616 shares — an estimated $187K sold.

Nuveen Fund Advisors first reported a position in HRZN in Q2 2016 and held it in 11 quarters. The position peaked at $1.2M in Q2 2017. 39 funds tracked by Wall St. Rank hold HRZN as of Q1 2019.

Nuveen Fund Advisors reported no remaining Horizon Technology Finance position as of Q1 2019 after selling out during the quarter.
Nuveen Fund Advisors sold 16,616 Horizon Technology Finance shares in Q1 2019, an estimated $187K.
Nuveen Fund Advisors first reported a position in Horizon Technology Finance in Q2 2016 and held it in 11 quarters.
Nuveen Fund Advisors's Horizon Technology Finance position peaked at $1.2M in Q2 2017.
39 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q1 2019.

Based on Nuveen Fund Advisors's 13F filing for Q1 2019, filed 14 May 2019.