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Horizon Technology Finance

39 hedge funds and large institutions have $27.1M invested in Horizon Technology Finance in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

3% more funds holding

Funds holding: 3839 (+1)

3% more capital invested

Capital invested by funds: $26.4M → $27.1M (+$772K)

95% less call options, than puts

Call options by funds: $9K | Put options by funds: $175K

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
13
Reduced
11
Closed
9
Calls
$9K
Puts
$175K
Net Calls
-$166K
Net Calls Change
-$279K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$6.69M +$19.5K +1,450 +0.3%
UBS Group
2
UBS Group
Switzerland
$3.91M +$83.5K +6,214 +2%
LSV Asset Management
3
LSV Asset Management
Illinois
$2.56M
GC
4
Guggenheim Capital
Illinois
$1.77M +$782K +58,258 +81%
Morgan Stanley
5
Morgan Stanley
New York
$1.58M -$150K -11,185 -9%
WFI
6
West Family Investments
California
$1.44M -$1.34M -99,882 -48%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$1.16M +$270K +20,099 +31%
Two Sigma Investments
8
Two Sigma Investments
New York
$1.15M +$393K +29,262 +52%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.1M +$54.8K +4,080 +5%
Wells Fargo
10
Wells Fargo
California
$625K +$37.6K +2,796 +6%
NFA
11
Nuveen Fund Advisors
Illinois
$552K +$319K +23,718 +140%
GCP
12
GSA Capital Partners
United Kingdom
$538K +$12.1K +900 +2%
DTL
13
Dynamic Technology Lab
Singapore
$374K +$370K +27,563 New
Millennium Management
14
Millennium Management
New York
$372K -$49.3K -3,667 -12%
JP Morgan Chase
15
JP Morgan Chase
New York
$346K -$24.1K -1,798 -7%
WA
16
WFG Advisors
Texas
$313K +$310K +23,091 New
BAS
17
Brown Advisory Securities
Maryland
$310K -$16.8K -1,250 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$279K -$43.1K -3,211 -14%
Axa
19
Axa
France
$271K -$6.71K -500 -2%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$263K +$1.34K +100 +0.5%
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$262K
Goldman Sachs
22
Goldman Sachs
New York
$237K +$235K +17,464 New
CS
23
Credit Suisse
Switzerland
$191K +$189K +14,079 New
KA
24
Kovack Advisors
Florida
$164K +$20.3K +1,508 +14%
ICOA
25
Investment Centers of America
North Dakota
$142K +$140K +10,416 New

HRZN Hedge Fund Activity: Q3 2016 in Review

39 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2016, worth a combined $27.1M — up 2.9% from $26.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new HRZN positions and 9 closed out — a net gain of 1 holder — while 13 added to existing stakes and 11 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $782K. The largest seller was Confluence Investment Management, exiting entirely with an estimated $2.18M sold.

  • 39 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2016, up from 38 in Q2 2016.
  • Funds reported $27.1M of Horizon Technology Finance stock for Q3 2016, up 2.9% quarter-over-quarter.
  • 10 funds opened new Horizon Technology Finance positions in Q3 2016 and 9 closed out, a net change of +1 holder.
  • The largest Horizon Technology Finance buyer in Q3 2016 was Guggenheim Capital, an estimated $782K added.
  • The largest Horizon Technology Finance seller in Q3 2016 was Confluence Investment Management, an estimated $2.18M sold.

Based on aggregated 13F filings for Q3 2016.