Horizon Technology Finance
HRZN
39 hedge funds and large institutions have $27.1M invested in Horizon Technology Finance in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 9 closing their positions.
18% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 11
11% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 9
3% more funds holding
Funds holding: 38 → 39 (+1)
3% more capital invested
Capital invested by funds: $26.4M → $27.1M (+$772K)
1.39% less ownership
Funds ownership: 18.71% → 17.32% (-1.4%)
95% less call options, than puts
Call options by funds: $9K | Put options by funds: $175K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$782K |
| 2 |
Two Sigma Investments
New York
|
+$393K |
| 3 |
DTL
Dynamic Technology Lab
Singapore
|
+$370K |
| 4 |
Nuveen Fund Advisors
Chicago,
Illinois
|
+$319K |
| 5 |
WA
WFG Advisors
Dallas,
Texas
|
+$310K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$2.18M |
| 2 |
WFI
West Family Investments
Carlsbad,
California
|
-$1.34M |
| 3 |
AM
Ares Management
Los Angeles,
California
|
-$607K |
| 4 |
D.E. Shaw & Co
New York
|
-$198K |
| 5 |
FFS
Founders Financial Securities
Towson,
Maryland
|
-$194K |
HRZN Hedge Fund Activity: Q3 2016 in Review
39 of the 3,759 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2016, worth a combined $27.1M — up 2.9% from $26.4M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new HRZN positions and 9 closed out — a net gain of 1 holder — while 13 added to existing stakes and 11 trimmed.
The largest buyer was Guggenheim Capital, adding an estimated $782K. The largest seller was Confluence Investment Management, exiting entirely with an estimated $2.18M sold.
- 39 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2016, up from 38 in Q2 2016.
- Funds reported $27.1M of Horizon Technology Finance stock for Q3 2016, up 2.9% quarter-over-quarter.
- 10 funds opened new Horizon Technology Finance positions in Q3 2016 and 9 closed out, a net change of +1 holder.
- The largest Horizon Technology Finance buyer in Q3 2016 was Guggenheim Capital, an estimated $782K added.
- The largest Horizon Technology Finance seller in Q3 2016 was Confluence Investment Management, an estimated $2.18M sold.
Based on aggregated 13F filings for Q3 2016.