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Horizon Technology Finance
HRZN

Overview Fund Activity

39 hedge funds and large institutions have $27.1M invested in Horizon Technology Finance in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
11
Closed
9
Calls
$9K
Puts
$175K
Net Calls
-$166K
Net Calls Change
-$279K

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$790K
2
Two Sigma Investments
Two Sigma Investments
New York
+$397K
3
DTL
Dynamic Technology Lab
Singapore
+$374K
4
NFA
Nuveen Fund Advisors
Illinois
+$322K
5
WA
WFG Advisors
Texas
+$313K

Top Sellers

1
CIM
Confluence Investment Management
Missouri
-$2.18M
2
WFI
West Family Investments
California
-$1.35M
3
AM
Ares Management
California
-$607K
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$198K
5
FFS
Founders Financial Securities
Maryland
-$194K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$6.69M +$19.7K +1,450 +0.3%
UBS Group
2
UBS Group
Switzerland
$3.91M +$84.3K +6,214 +2%
LSV Asset Management
3
LSV Asset Management
Illinois
$2.56M – – –
GC
4
Guggenheim Capital
Illinois
$1.77M +$790K +58,258 +81%
Morgan Stanley
5
Morgan Stanley
New York
$1.59M -$152K -11,185 -9%
WFI
6
West Family Investments
California
$1.44M -$1.35M -99,882 -48%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$1.16M +$272K +20,099 +31%
Two Sigma Investments
8
Two Sigma Investments
New York
$1.15M +$397K +29,262 +52%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.1M +$55.4K +4,080 +5%
Wells Fargo
10
Wells Fargo
California
$625K +$37.9K +2,796 +6%
NFA
11
Nuveen Fund Advisors
Illinois
$552K +$322K +23,718 +140%
GCP
12
GSA Capital Partners
United Kingdom
$538K +$12.2K +900 +2%
DTL
13
Dynamic Technology Lab
Singapore
$374K +$374K +27,563 New
Millennium Management
14
Millennium Management
New York
$372K -$49.8K -3,667 -12%
JPMorgan Chase & Co
15
JPMorgan Chase & Co
New York
$346K -$24.4K -1,798 -7%
WA
16
WFG Advisors
Texas
$313K +$313K +23,091 New
BAS
17
Brown Advisory Securities
Maryland
$310K -$16.9K -1,250 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$279K -$43.6K -3,211 -14%
Axa
19
Axa
France
$271K -$6.77K -500 -2%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$263K +$1.36K +100 +0.5%
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$262K – – –
Goldman Sachs
22
Goldman Sachs
New York
$237K +$237K +17,464 New
CS
23
Credit Suisse
Switzerland
$191K +$191K +14,079 New
KA
24
Kovack Advisors
Florida
$164K +$20.5K +1,508 +14%
ICOA
25
Investment Centers of America
North Dakota
$142K +$142K +10,416 New
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