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Horizon Technology Finance
HRZN

Overview Fund Activity

41 hedge funds and large institutions have $21.9M invested in Horizon Technology Finance in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
17
Reduced
9
Closed
5
Calls
$323K
Puts
$179K
Net Calls
+$144K
Net Calls Change
+$310K

Top Buyers

1
AM
Ares Management
California
+$1.02M
2
GC
Guggenheim Capital
Illinois
+$374K
3
NFA
Nuveen Fund Advisors
Illinois
+$329K
4
UBS Group
UBS Group
Switzerland
+$255K
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$212K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$894K
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$346K
3
GCP
GSA Capital Partners
United Kingdom
-$313K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
-$298K
5
AAM
Advisors Asset Management
Colorado
-$269K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$4.92M -$269K -25,563 -5%
UBS Group
2
UBS Group
Switzerland
$3.29M +$255K +24,210 +8%
LSV Asset Management
3
LSV Asset Management
Illinois
$1.98M – – –
GC
4
Guggenheim Capital
Illinois
$1.75M +$374K +35,572 +27%
WFI
5
West Family Investments
California
$1.12M – – –
AM
6
Ares Management
California
$1.02M +$1.02M +97,253 New
Two Sigma Investments
7
Two Sigma Investments
New York
$985K +$90.2K +8,566 +10%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$918K +$18K +1,712 +2%
NFA
9
Nuveen Fund Advisors
Illinois
$758K +$329K +31,242 +77%
Wells Fargo
10
Wells Fargo
California
$676K +$191K +18,127 +39%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$555K -$298K -28,348 -35%
Morgan Stanley
12
Morgan Stanley
New York
$334K -$894K -85,049 -73%
Goldman Sachs
13
Goldman Sachs
New York
$333K +$149K +14,160 +81%
WA
14
WFG Advisors
Texas
$246K +$2.77K +263 +1%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$238K +$21.1K +2,002 +10%
BAS
16
Brown Advisory Securities
Maryland
$233K -$9.51K -900 -4%
KA
17
Kovack Advisors
Florida
$220K +$92.6K +8,784 +73%
D.E. Shaw & Co
18
D.E. Shaw & Co
New York
$212K +$212K +20,141 New
Axa
19
Axa
France
$211K – – –
GH
20
GAM Holding
Switzerland
$211K +$119K +11,257 +129%
BCM
21
Bridgeway Capital Management
Texas
$211K +$211K +20,000 New
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$203K – – –
DTL
23
Dynamic Technology Lab
Singapore
$202K -$88.4K -8,393 -30%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$170K -$34.8K -3,300 -17%
Millennium Management
25
Millennium Management
New York
$131K -$158K -15,000 -55%
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