HRZN icon

Horizon Technology Finance
HRZN

Overview Fund Activity

44 hedge funds and large institutions have $34.7M invested in Horizon Technology Finance in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 7 closing their positions.

Holders
44
Holders Change
-2
Holders Change %
-4.35%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
16
Closed
7
Calls
$17K
Puts
–
Net Calls
+$17K
Net Calls Change
+$1K

Top Buyers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$1.44M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$503K
3
Two Sigma Investments
3
Two Sigma Investments
New York
$447K
4
AAM
4
Advisors Asset Management
Colorado
$305K
5
CS
5
Credit Suisse
Switzerland
$174K

Top Sellers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$363K
2
ZL
2
Zeke LP
Pennsylvania
$213K
3
PI
3
Putnam Investments
Massachusetts
$5.02M
4
Wells Fargo
4
Wells Fargo
California
$1.02M
5
Deutsche Bank
5
Deutsche Bank
Germany
$25K
Name Market Value Shares Shares
Change 		Shares
Change %
PI
1
Putnam Investments
Massachusetts
$5.02M 353,047 -52,914 -13%
CIM
2
Confluence Investment Management
Missouri
$4.72M 332,194 – –
YMRC
3
Yorktown Management & Research Company
Virginia
$4.09M 288,000 – –
BFA
4
BlackRock Fund Advisors
California
$3.43M 241,568 -5,139 -2%
U
5
UBS
Switzerland
$2.39M 168,033 +7,857 +5%
WFI
6
West Family Investments
California
$1.61M 113,334 – –
State Street
7
State Street
Massachusetts
$1.45M 101,523 -374 -0.4%
LSV Asset Management
8
LSV Asset Management
Illinois
$1.44M 101,648 +101,648 New
Northern Trust
9
Northern Trust
Illinois
$1.36M 95,982 +3,134 +3%
BIT
10
BlackRock Institutional Trust
California
$1.33M 93,654 -7,978 -8%
NFA
11
Nationwide Fund Advisors
Ohio
$1.3M 91,631 -14,253 -13%
Wells Fargo
12
Wells Fargo
California
$1.02M 71,769 -14,853 -17%
TCIM
13
TIAA CREF Investment Management
New York
$544K 38,296 – –
Two Sigma Advisers
14
Two Sigma Advisers
New York
$503K 35,372 +35,372 New
Two Sigma Investments
15
Two Sigma Investments
New York
$447K 31,436 +31,436 New
BIM
16
BlackRock Investment Management
Delaware
$415K 29,210 -624 -2%
BAS
17
Brown Advisory Securities
Maryland
$370K 26,142 -1,852 -7%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$363K 25,570 -96,695 -79%
Morgan Stanley
19
Morgan Stanley
New York
$313K 22,047 -7,761 -26%
AAM
20
Advisors Asset Management
Colorado
$305K 21,497 +21,497 New
NCCM
21
Nine Chapters Capital Management
New Jersey
$230K 16,200 +3,500 +28%
ZL
22
Zeke LP
Pennsylvania
$213K 15,000 -73,000 -83%
California State Teachers Retirement System (CalSTRS)
23
California State Teachers Retirement System (CalSTRS)
California
$212K 14,938 +200 +1%
Vanguard Group
24
Vanguard Group
Pennsylvania
$203K 14,271 +2,056 +17%
AIM
25
Allen Investment Management
New York
$189K 13,332 +1,140 +9%
1
2 3