We are live on ! Find out more
HRZN icon

Horizon Technology Finance

56 hedge funds and large institutions have $22.2M invested in Horizon Technology Finance in 2023 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,290% more call options, than puts

Call options by funds: $6.42M | Put options by funds: $462K

157% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 7

22% more funds holding

Funds holding: 4656 (+10)

7% more capital invested

Capital invested by funds: $20.7M → $22.2M (+$1.52M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.37% less ownership

Funds ownership: 5.43%5.07% (-0.37%)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

Holders
56
Holders Change
+10
Holders Change %
+21.74%
% of All Funds
0.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
18
Increased
14
Reduced
16
Closed
7
Calls
$6.42M
Puts
$462K
Net Calls
+$5.96M
Net Calls Change
+$4.14M
Name Holding Trade Value Shares
Change
Change in
Stake
Legal & General Group
1
Legal & General Group
United Kingdom
$3.27M +$1.7M +138,792 +127%
GAA
2
Green Alpha Advisors
Colorado
$2.62M -$689K -56,286 -22%
AAM
3
Advisors Asset Management
Colorado
$1.68M -$1.04M -85,091 -40%
Morgan Stanley
4
Morgan Stanley
New York
$1.57M -$1.21M -98,516 -45%
FIM
5
Freedom Investment Management
Connecticut
$1.53M -$66.9K -5,472 -4%
BlackRock
6
BlackRock
New York
$1.51M +$32.4K +2,647 +2%
LPL Financial
7
LPL Financial
California
$1.1M +$371K +30,308 +57%
Two Sigma Investments
8
Two Sigma Investments
New York
$815K +$757K +61,888 New
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$768K -$64K -5,232 -8%
ES
10
ETF Store
Kansas
$628K +$57K +4,660 +11%
VEA
11
Virtus ETF Advisers
New York
$537K -$209K -17,053 -29%
Osaic Holdings
12
Osaic Holdings
Arizona
$513K -$152K -12,419 -24%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$485K +$10.9K +887 +2%
Pathstone Holdings
14
Pathstone Holdings
New Jersey
$384K +$354K +28,936 New
D.E. Shaw & Co
15
D.E. Shaw & Co
New York
$375K +$348K +28,461 New
Canada Life
16
Canada Life
Manitoba, Canada
$359K -$45.7K -3,739 -12%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$317K -$84.9K -6,939 -22%
SCM
18
Sage Capital Management
New Jersey
$316K +$294K +24,000 New
UBS Group
19
UBS Group
Switzerland
$306K +$12.8K +1,043 +5%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$270K -$92.4K -7,553 -27%
CFD
21
Creative Financial Designs
Indiana
$255K +$32.1K +2,627 +16%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$226K +$8.52K +696 +4%
APA
23
Astoria Portfolio Advisors
New York
$223K +$207K +16,923 New
Wells Fargo
24
Wells Fargo
California
$219K -$312K -25,507 -61%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$197K +$18.9K +1,546 +12%

HRZN Hedge Fund Activity: Q4 2023 in Review

56 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q4 2023, worth a combined $22.2M — up 7.3% from $20.7M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new HRZN positions and 7 closed out — a net gain of 11 holders — while 14 added to existing stakes and 16 trimmed.

The largest buyer was Legal & General Group, adding an estimated $1.7M. The largest seller was Morgan Stanley, cutting an estimated $1.21M.

  • 56 institutional investors held Horizon Technology Finance (HRZN) as of Q4 2023, up from 46 in Q3 2023.
  • Funds reported $22.2M of Horizon Technology Finance stock for Q4 2023, up 7.3% quarter-over-quarter.
  • 18 funds opened new Horizon Technology Finance positions in Q4 2023 and 7 closed out, a net change of +11 holders.
  • The largest Horizon Technology Finance buyer in Q4 2023 was Legal & General Group, an estimated $1.7M added.
  • The largest Horizon Technology Finance seller in Q4 2023 was Morgan Stanley, an estimated $1.21M sold.

Based on aggregated 13F filings for Q4 2023.