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Horizon Technology Finance

33 hedge funds and large institutions have $16.6M invested in Horizon Technology Finance in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more call options, than puts

Call options by funds: $470K | Put options by funds: $262K

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

1% more capital invested

Capital invested by funds: $16.5M → $16.6M (+$128K)

0.1% more ownership

Funds ownership: 10.32%10.41% (+0.1%)

15% less funds holding

Funds holding: 3933 (-6)

50% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 12

Holders
33
Holders Change
-6
Holders Change %
-15.38%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
11
Reduced
8
Closed
12
Calls
$470K
Puts
$262K
Net Calls
+$208K
Net Calls Change
+$177K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.17M +$148K +12,552 +5%
AAM
2
Advisors Asset Management
Colorado
$2.61M -$373K -31,601 -13%
LSV Asset Management
3
LSV Asset Management
Illinois
$1.95M
VEA
4
Virtus ETF Advisers
New York
$1.91M +$1.9M +161,504 New
BCM
5
Bridgeway Capital Management
Texas
$1.24M -$37.7K -3,200 -3%
Two Sigma Investments
6
Two Sigma Investments
New York
$1.17M +$185K +15,686 +19%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$965K +$317K +26,900 +49%
SCM
8
Shelton Capital Management
Colorado
$576K +$569K +48,225 +8,387%
Morgan Stanley
9
Morgan Stanley
New York
$493K -$252K -21,402 -34%
GC
10
Guggenheim Capital
Illinois
$476K -$252K -21,363 -35%
Wells Fargo
11
Wells Fargo
California
$377K +$37.4K +3,169 +11%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$267K +$14.7K +1,250 +6%
California Public Employees Retirement System
13
California Public Employees Retirement System
California
$228K
BAS
14
Brown Advisory Securities
Maryland
$203K
Squarepoint
15
Squarepoint
New York
$201K +$201K +17,061 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$185K +$6.27K +532 +4%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$161K +$1.72K +146 +1%
Geode Capital Management
18
Geode Capital Management
Massachusetts
$143K
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$130K -$128K -10,851 -50%
AG
20
Advisor Group
Arizona
$79K -$6.06K -514 -7%
APA
21
American Portfolios Advisors
New York
$25K
GWM
22
Geneos Wealth Management
Colorado
$24K
FANJ
23
Financial Architects (New Jersey)
New Jersey
$12K -$11.8K -1,000 -50%
Bank of America
24
Bank of America
North Carolina
$12K
HI
25
Hudock Inc
Pennsylvania
$6K +$3.01K +255 +85%

HRZN Hedge Fund Activity: Q2 2019 in Review

33 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q2 2019, worth a combined $16.6M — up 0.78% from $16.5M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of HRZN and 6 opened new positions — a net loss of 6 holders — while 8 trimmed existing stakes and 11 added.

The largest buyer was Virtus ETF Advisers, opening a new position worth an estimated $1.9M. The largest seller was Marshall Wace, exiting entirely with an estimated $961K sold.

  • 33 institutional investors held Horizon Technology Finance (HRZN) as of Q2 2019, down from 39 in Q1 2019.
  • Funds reported $16.6M of Horizon Technology Finance stock for Q2 2019, up 0.78% quarter-over-quarter.
  • 6 funds opened new Horizon Technology Finance positions in Q2 2019 and 12 closed out, a net change of -6 holders.
  • The largest Horizon Technology Finance buyer in Q2 2019 was Virtus ETF Advisers, an estimated $1.9M added.
  • The largest Horizon Technology Finance seller in Q2 2019 was Marshall Wace, an estimated $961K sold.

Based on aggregated 13F filings for Q2 2019.