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Horizon Technology Finance

40 hedge funds and large institutions have $22.5M invested in Horizon Technology Finance in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

21% more funds holding

Funds holding: 3340 (+7)

6% more capital invested

Capital invested by funds: $21.3M → $22.5M (+$1.18M)

0.1% more ownership

Funds ownership: 17.29%17.4% (+0.1%)

36% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 14

Holders
40
Holders Change
+7
Holders Change %
+21.21%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
9
Reduced
14
Closed
3
Calls
$229K
Puts
Net Calls
+$229K
Net Calls Change
+$134K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$3.48M -$436K -39,409 -11%
UBS Group
2
UBS Group
Switzerland
$3.37M -$194K -17,530 -6%
BCM
3
Bridgeway Capital Management
Texas
$2.25M -$48.6K -4,400 -2%
GC
4
Guggenheim Capital
Illinois
$2.21M -$90.1K -8,154 -4%
LSV Asset Management
5
LSV Asset Management
Illinois
$2.11M
HIM
6
Hillsdale Investment Management
Ontario, Canada
$1.09M +$1.07M +96,769 New
Morgan Stanley
7
Morgan Stanley
New York
$1.06M +$28.5K +2,574 +3%
NFA
8
Nuveen Fund Advisors
Illinois
$990K -$89.5K -8,096 -8%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$860K +$9.95K +900 +1%
WFI
10
West Family Investments
California
$658K -$175K -15,829 -21%
Two Sigma Investments
11
Two Sigma Investments
New York
$538K +$61.7K +5,578 +13%
Wells Fargo
12
Wells Fargo
California
$396K -$248K -22,392 -39%
SCM
13
Shelton Capital Management
Colorado
$393K +$144K +13,000 +59%
Macquarie Group
14
Macquarie Group
Australia
$310K +$260K +23,484 +573%
Millennium Management
15
Millennium Management
New York
$300K +$57.9K +5,234 +24%
KA
16
Kovack Advisors
Florida
$260K -$61.2K -5,532 -19%
SIS
17
Sound Income Strategies
Florida
$251K +$247K +22,385 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$240K
BAS
19
Brown Advisory Securities
Maryland
$224K -$23.2K -2,100 -10%
Axa
20
Axa
France
$224K
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$217K
ICA
22
Infrastructure Capital Advisors
New York
$186K
OAM
23
Oxford Asset Management
United Kingdom
$167K +$166K +14,989 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$157K -$265K -23,974 -63%
HI
25
Horizon Investments
North Carolina
$123K -$8.62K -780 -7%

HRZN Hedge Fund Activity: Q4 2017 in Review

40 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q4 2017, worth a combined $22.5M — up 5.5% from $21.3M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new HRZN positions and 3 closed out — a net gain of 7 holders — while 9 added to existing stakes and 14 trimmed.

The largest buyer was Hillsdale Investment Management, opening a new position worth an estimated $1.07M. The largest seller was Advisors Asset Management, cutting an estimated $436K.

  • 40 institutional investors held Horizon Technology Finance (HRZN) as of Q4 2017, up from 33 in Q3 2017.
  • Funds reported $22.5M of Horizon Technology Finance stock for Q4 2017, up 5.5% quarter-over-quarter.
  • 10 funds opened new Horizon Technology Finance positions in Q4 2017 and 3 closed out, a net change of +7 holders.
  • The largest Horizon Technology Finance buyer in Q4 2017 was Hillsdale Investment Management, an estimated $1.07M added.
  • The largest Horizon Technology Finance seller in Q4 2017 was Advisors Asset Management, an estimated $436K sold.

Based on aggregated 13F filings for Q4 2017.