HRZN icon

Horizon Technology Finance
HRZN

Overview Fund Activity

40 hedge funds and large institutions have $22.5M invested in Horizon Technology Finance in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+7
Holders Change %
+21.21%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
9
Reduced
14
Closed
3
Calls
$229K
Puts
–
Net Calls
+$229K
Net Calls Change
+$134K

Top Buyers

1
HIM
Hillsdale Investment Management
Ontario, Canada
+$1.09M
2
Macquarie Group
Macquarie Group
Australia
+$264K
3
OAM
Oxford Asset Management
United Kingdom
+$167K
4
SCM
Shelton Capital Management
Colorado
+$146K
5
Two Sigma Investments
Two Sigma Investments
New York
+$62.6K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$442K
2
LTFS
Ladenburg Thalmann Financial Services
Florida
-$270K
3
Wells Fargo
Wells Fargo
California
-$252K
4
UBS Group
UBS Group
Switzerland
-$197K
5
WFI
West Family Investments
California
-$178K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$3.48M -$442K -39,409 -11%
UBS Group
2
UBS Group
Switzerland
$3.37M -$197K -17,530 -6%
BCM
3
Bridgeway Capital Management
Texas
$2.25M -$49.4K -4,400 -2%
GC
4
Guggenheim Capital
Illinois
$2.21M -$91.5K -8,154 -4%
LSV Asset Management
5
LSV Asset Management
Illinois
$2.11M – – –
HIM
6
Hillsdale Investment Management
Ontario, Canada
$1.09M +$1.09M +96,769 New
Morgan Stanley
7
Morgan Stanley
New York
$1.06M +$28.9K +2,574 +3%
NFA
8
Nuveen Fund Advisors
Illinois
$990K -$90.8K -8,096 -8%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$860K +$10.1K +900 +1%
WFI
10
West Family Investments
California
$658K -$178K -15,829 -21%
Two Sigma Investments
11
Two Sigma Investments
New York
$538K +$62.6K +5,578 +13%
Wells Fargo
12
Wells Fargo
California
$396K -$252K -22,392 -39%
SCM
13
Shelton Capital Management
Colorado
$393K +$146K +13,000 +59%
Macquarie Group
14
Macquarie Group
Australia
$310K +$264K +23,484 +573%
Millennium Management
15
Millennium Management
New York
$300K +$58.7K +5,234 +24%
KA
16
Kovack Advisors
Florida
$260K -$62K -5,532 -19%
SIS
17
Sound Income Strategies
Florida
$251K +$251K +22,385 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$240K – – –
BAS
19
Brown Advisory Securities
Maryland
$224K -$23.6K -2,100 -10%
Axa
20
Axa
France
$224K – – –
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$217K – – –
ICA
22
Infrastructure Capital Advisors
New York
$186K – – –
OAM
23
Oxford Asset Management
United Kingdom
$167K +$167K +14,989 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$157K -$270K -23,974 -63%
HI
25
Horizon Investments
North Carolina
$123K -$8.94K -780 -7%
1
2