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Horizon Technology Finance

50 hedge funds and large institutions have $19.7M invested in Horizon Technology Finance in 2023 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

678% more call options, than puts

Call options by funds: $7.41M | Put options by funds: $952K

110% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 10

14% more capital invested

Capital invested by funds: $17.3M → $19.7M (+$2.34M)

0.15% more ownership

Funds ownership: 5.53%5.68% (+0.15%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 5250 (-2)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

Holders
50
Holders Change
-2
Holders Change %
-3.85%
% of All Funds
0.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
21
Reduced
10
Closed
15
Calls
$7.41M
Puts
$952K
Net Calls
+$6.46M
Net Calls Change
+$4.49M
Name Holding Trade Value Shares
Change
Change in
Stake
GAA
1
Green Alpha Advisors
Colorado
$3.02M +$207K +17,287 +7%
AAM
2
Advisors Asset Management
Colorado
$2.59M -$873K -72,926 -25%
Morgan Stanley
3
Morgan Stanley
New York
$2.48M +$1.9M +158,768 +344%
FIM
4
Freedom Investment Management
Connecticut
$1.64M -$122K -10,226 -7%
BlackRock
5
BlackRock
New York
$1.57M -$62K -5,176 -4%
LPL Financial
6
LPL Financial
California
$609K +$171K +14,281 +40%
Mackenzie Financial
7
Mackenzie Financial
Ontario, Canada
$569K -$158K -13,212 -22%
ES
8
ETF Store
Kansas
$506K +$39.7K +3,315 +9%
Osaic Holdings
9
Osaic Holdings
Arizona
$454K +$88.6K +7,403 +25%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$428K +$28.2K +2,353 +7%
Wells Fargo
11
Wells Fargo
California
$426K +$14.2K +1,182 +3%
PFO
12
Pathstone Family Office
New Jersey
$393K +$4.54K +379 +1%
RR
13
Robotti Robert
$393K +$389K +32,500 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$391K +$16.9K +1,414 +5%
Canada Life
15
Canada Life
Manitoba, Canada
$300K +$12.4K +1,039 +4%
VEA
16
Virtus ETF Advisers
New York
$296K -$98.6K -8,233 -25%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$272K -$347 -29 -0.1%
UBS Group
18
UBS Group
Switzerland
$261K +$74.2K +6,197 +40%
YIH
19
Y-Intercept (HK)
Hong Kong
$248K +$246K +20,551 New
PGWM
20
Parisi Gray Wealth Management
New Jersey
$248K +$263K +22,000 New
CI
21
CPR Investments
Michigan
$241K +$59.5K +4,968 +33%
WSTAM
22
Wilbanks Smith & Thomas Asset Management
Virginia
$230K +$108K +9,000 +90%
CFD
23
Creative Financial Designs
Indiana
$202K +$41.9K +3,500 +27%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$198K -$2.74K -229 -1%
NIA
25
NIA Impact Advisors
California
$195K -$4.09K -342 -2%

HRZN Hedge Fund Activity: Q2 2023 in Review

50 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q2 2023, worth a combined $19.7M — up 14% from $17.3M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of HRZN and 13 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 21 added.

The largest buyer was Morgan Stanley, adding an estimated $1.9M. The largest seller was Two Sigma Advisers, exiting entirely with an estimated $880K sold.

  • 50 institutional investors held Horizon Technology Finance (HRZN) as of Q2 2023, down from 52 in Q1 2023.
  • Funds reported $19.7M of Horizon Technology Finance stock for Q2 2023, up 14% quarter-over-quarter.
  • 13 funds opened new Horizon Technology Finance positions in Q2 2023 and 15 closed out, a net change of -2 holders.
  • The largest Horizon Technology Finance buyer in Q2 2023 was Morgan Stanley, an estimated $1.9M added.
  • The largest Horizon Technology Finance seller in Q2 2023 was Two Sigma Advisers, an estimated $880K sold.

Based on aggregated 13F filings for Q2 2023.