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Horizon Technology Finance
HRZN

Overview Fund Activity

32 hedge funds and large institutions have $32.9M invested in Horizon Technology Finance in 2015 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
14
Reduced
5
Closed
6
Calls
$218K
Puts
$3K
Net Calls
+$215K
Net Calls Change
-$12K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$1.21M
2
AAM
Advisors Asset Management
Colorado
+$799K
3
Wells Fargo
Wells Fargo
California
+$725K
4
UBS Group
UBS Group
Switzerland
+$415K
5
Two Sigma Advisers
Two Sigma Advisers
New York
+$377K

Top Sellers

1
Stifel Financial
Stifel Financial
Missouri
-$528K
2
CIM
Confluence Investment Management
Missouri
-$197K
3
RCM
Rotella Capital Management
Washington
-$162K
4
MSE
MUFG Securities EMEA
United Kingdom
-$61K
5
FNBT
FineMark National Bank & Trust
Florida
-$41K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$11.5M +$799K +63,016 +7%
UBS Group
2
UBS Group
Switzerland
$5.48M +$415K +32,760 +8%
CIM
3
Confluence Investment Management
Missouri
$3.29M -$197K -15,516 -6%
Morgan Stanley
4
Morgan Stanley
New York
$2.87M +$1.21M +95,124 +72%
LSV Asset Management
5
LSV Asset Management
Illinois
$1.86M +$67.2K +5,300 +4%
Wells Fargo
6
Wells Fargo
California
$1.53M +$725K +57,194 +91%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$1.23M +$377K +29,777 +44%
HIM
8
Hillsdale Investment Management
Ontario, Canada
$915K +$275K +21,700 +43%
Two Sigma Investments
9
Two Sigma Investments
New York
$900K +$71.4K +5,629 +9%
TG
10
TCW Group
California
$558K +$68.5K +5,400 +14%
VanEck Associates
11
VanEck Associates
New York
$496K +$155K +12,195 +45%
WFI
12
West Family Investments
California
$386K +$77.9K +6,142 +25%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$303K +$303K +23,861 New
BAS
14
Brown Advisory Securities
Maryland
$300K -$12K -945 -4%
Millennium Management
15
Millennium Management
New York
$276K +$276K +21,801 New
VKH
16
Virtu KCG Holdings
New York
$209K +$209K +16,453 New
Goldman Sachs
17
Goldman Sachs
New York
$199K +$199K +15,725 New
Bank of America
18
Bank of America
North Carolina
$196K +$196K +15,480 +516,000%
LH
19
Lebenthal Holdings
New York
$178K +$178K +14,000 New
Citigroup
20
Citigroup
New York
$99K +$34.1K +2,691 +52%
AIG
21
American International Group
New York
$25.1K – – –
Deutsche Bank
22
Deutsche Bank
Germany
$25K -$25K -2,000 -50%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$23K -$7.36K -590 -24%
CCM
24
Context Capital Management
California
$22K +$22K +1,800 New
PCM
25
Prelude Capital Management
New York
$14K +$14K +1,100 New
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