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Horizon Technology Finance

33 hedge funds and large institutions have $21.3M invested in Horizon Technology Finance in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
-2
Holders Change %
-5.71%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
12
Closed
5
Calls
$246K
Puts
$151K
Net Calls
+$95K
Net Calls Change
-$193K
Name Holding Trade Value Shares
Change
Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$3.88M +$302K +27,218 +8%
UBS Group
2
UBS Group
Switzerland
$3.53M -$414K -37,298 -10%
GC
3
Guggenheim Capital
Illinois
$2.28M -$123K -11,111 -5%
BCM
4
Bridgeway Capital Management
Texas
$2.28M +$74.4K +6,700 +3%
LSV Asset Management
5
LSV Asset Management
Illinois
$2.09M -$30K -2,699 -1%
NFA
6
Nuveen Fund Advisors
Illinois
$1.07M -$95.3K -8,577 -8%
Morgan Stanley
7
Morgan Stanley
New York
$1.02M +$76.7K +6,908 +8%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$841K -$1.39K -125 -0.2%
Wells Fargo
9
Wells Fargo
California
$640K -$75.4K -6,786 -11%
Two Sigma Investments
10
Two Sigma Investments
New York
$471K -$204K -18,388 -30%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$421K +$21.7K +1,957 +5%
KA
12
Kovack Advisors
Florida
$319K +$21.1K +1,898 +7%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$268K +$21K +1,891 +9%
BAS
14
Brown Advisory Securities
Maryland
$246K
SCM
15
Shelton Capital Management
Colorado
$244K +$244K +22,000 New
Millennium Management
16
Millennium Management
New York
$239K +$8.58K +772 +4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$237K +$6.84K +617 +3%
Axa
18
Axa
France
$222K
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$214K
ICA
20
Infrastructure Capital Advisors
New York
$184K
TSS
21
Two Sigma Securities
New York
$139K +$139K +12,508 New
HI
22
Horizon Investments
North Carolina
$132K -$11.4K -998 -8%
FFS
23
Founders Financial Securities
Maryland
$125K -$11.1K -998 -8%
NL
24
NWAM LLC
Washington
$118K
Macquarie Group
25
Macquarie Group
Australia
$46K +$46K +4,102 New