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Horizon Technology Finance

46 hedge funds and large institutions have $20.7M invested in Horizon Technology Finance in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 8

42% more call options, than puts

Call options by funds: $6.15M | Put options by funds: $4.32M

5% more capital invested

Capital invested by funds: $19.7M → $20.7M (+$1.04M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.24% less ownership

Funds ownership: 5.68%5.43% (-0.24%)

8% less funds holding

Funds holding: 5046 (-4)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

Holders
46
Holders Change
-4
Holders Change %
-8%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
20
Reduced
8
Closed
13
Calls
$6.15M
Puts
$4.32M
Net Calls
+$1.82M
Net Calls Change
-$4.63M
Name Holding Trade Value Shares
Change
Change in
Stake
GAA
1
Green Alpha Advisors
Colorado
$3.03M +$63.3K +5,157 +2%
Morgan Stanley
2
Morgan Stanley
New York
$2.59M +$159K +12,939 +6%
AAM
3
Advisors Asset Management
Colorado
$2.53M -$15.7K -1,278 -0.6%
FIM
4
Freedom Investment Management
Connecticut
$1.45M -$175K -14,247 -10%
BlackRock
5
BlackRock
New York
$1.33M -$216K -17,600 -14%
Legal & General Group
6
Legal & General Group
United Kingdom
$1.3M +$1.34M +109,637 New
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$755K +$780K +63,560 New
VEA
8
Virtus ETF Advisers
New York
$687K +$409K +33,367 +136%
LPL Financial
9
LPL Financial
California
$628K +$30.5K +2,485 +5%
Osaic Holdings
10
Osaic Holdings
Arizona
$610K +$169K +13,770 +37%
QC
11
Quadrature Capital
United Kingdom
$517K +$534K +43,531 New
ES
12
ETF Store
Kansas
$511K +$38.2K +3,114 +8%
Wells Fargo
13
Wells Fargo
California
$501K +$84.2K +6,862 +19%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$427K +$6.05K +493 +1%
PFO
15
Pathstone Family Office
New Jersey
$396K +$6.62K +540 +2%
Canada Life
16
Canada Life
Manitoba, Canada
$370K +$78.8K +6,424 +26%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$368K -$16.7K -1,363 -4%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$333K +$67.2K +5,478 +24%
UBS Group
19
UBS Group
Switzerland
$264K +$7.45K +607 +3%
PGWM
20
Parisi Gray Wealth Management
New Jersey
$261K
CFD
21
Creative Financial Designs
Indiana
$199K +$662 +54 +0.3%
CI
22
CPR Investments
Michigan
$199K -$39.3K -3,203 -16%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$196K +$626 +51 +0.3%
FAFN
24
First Affirmative Financial Network
Colorado
$190K -$2.01K -164 -1%
JF
25
Jump Financial
Illinois
$175K +$180K +14,703 New

HRZN Hedge Fund Activity: Q3 2023 in Review

46 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2023, worth a combined $20.7M — up 5.3% from $19.7M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of HRZN and 11 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 20 added.

The largest buyer was Legal & General Group, opening a new position worth an estimated $1.34M. The largest seller was Mackenzie Financial, exiting entirely with an estimated $569K sold.

  • 46 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2023, down from 50 in Q2 2023.
  • Funds reported $20.7M of Horizon Technology Finance stock for Q3 2023, up 5.3% quarter-over-quarter.
  • 11 funds opened new Horizon Technology Finance positions in Q3 2023 and 13 closed out, a net change of -2 holders.
  • The largest Horizon Technology Finance buyer in Q3 2023 was Legal & General Group, an estimated $1.34M added.
  • The largest Horizon Technology Finance seller in Q3 2023 was Mackenzie Financial, an estimated $569K sold.

Based on aggregated 13F filings for Q3 2023.