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Horizon Technology Finance
HRZN

Overview Fund Activity

46 hedge funds and large institutions have $20.7M invested in Horizon Technology Finance in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-4
Holders Change %
-8%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
20
Reduced
8
Closed
13
Calls
$6.15M
Puts
$4.32M
Net Calls
+$1.82M
Net Calls Change
-$4.63M

Top Buyers

1
Legal & General Group
Legal & General Group
United Kingdom
+$1.3M
2
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$755K
3
QC
Quadrature Capital
United Kingdom
+$517K
4
VEA
Virtus ETF Advisers
New York
+$396K
5
JF
Jump Financial
Illinois
+$175K

Top Sellers

1
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
-$569K
2
RR
Robotti Robert
-$393K
3
YIH
Y-Intercept (HK)
Hong Kong
-$248K
4
BlackRock
BlackRock
New York
-$209K
5
FIM
Freedom Investment Management
Connecticut
-$169K
Name Holding Trade Value Shares
Change 		Shares
Change %
GAA
1
Green Alpha Advisors
Colorado
$3.03M +$61.3K +5,157 +2%
Morgan Stanley
2
Morgan Stanley
New York
$2.59M +$154K +12,939 +6%
AAM
3
Advisors Asset Management
Colorado
$2.53M -$15.2K -1,278 -0.6%
FIM
4
Freedom Investment Management
Connecticut
$1.45M -$169K -14,247 -10%
BlackRock
5
BlackRock
New York
$1.33M -$209K -17,600 -14%
Legal & General Group
6
Legal & General Group
United Kingdom
$1.3M +$1.3M +109,637 New
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$755K +$755K +63,560 New
VEA
8
Virtus ETF Advisers
New York
$687K +$396K +33,367 +136%
LPL Financial
9
LPL Financial
California
$628K +$29.5K +2,485 +5%
Osaic Holdings
10
Osaic Holdings
Arizona
$610K +$164K +13,770 +37%
QC
11
Quadrature Capital
United Kingdom
$517K +$517K +43,531 New
ES
12
ETF Store
Kansas
$511K +$37K +3,114 +8%
Wells Fargo
13
Wells Fargo
California
$501K +$81.5K +6,862 +19%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$427K +$5.86K +493 +1%
PFO
15
Pathstone Family Office
New Jersey
$396K +$6.47K +540 +2%
Canada Life
16
Canada Life
Manitoba, Canada
$370K +$76.3K +6,424 +26%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$368K -$16.2K -1,363 -4%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$333K +$65.1K +5,478 +24%
UBS Group
19
UBS Group
Switzerland
$264K +$7.21K +607 +3%
PGWM
20
Parisi Gray Wealth Management
New Jersey
$261K – – –
CFD
21
Creative Financial Designs
Indiana
$199K +$642 +54 +0.3%
CI
22
CPR Investments
Michigan
$199K -$38.1K -3,203 -16%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$196K +$607 +51 +0.3%
FAFN
24
First Affirmative Financial Network
Colorado
$190K -$1.95K -164 -1%
JF
25
Jump Financial
Illinois
$175K +$175K +14,703 New
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