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Horizon Technology Finance

41 hedge funds and large institutions have $14.5M invested in Horizon Technology Finance in 2020 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

190% more call options, than puts

Call options by funds: $1.48M | Put options by funds: $511K

14% more capital invested

Capital invested by funds: $12.7M → $14.5M (+$1.79M)

1.28% less ownership

Funds ownership: 9.15%7.87% (-1.3%)

9% less funds holding

Funds holding: 4541 (-4)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

Holders
41
Holders Change
-4
Holders Change %
-8.89%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
13
Closed
12
Calls
$1.48M
Puts
$511K
Net Calls
+$970K
Net Calls Change
+$977K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.14M +$249K +24,807 +14%
Two Sigma Advisers
2
Two Sigma Advisers
New York
$2.1M -$14.1K -1,400 -0.7%
LSV Asset Management
3
LSV Asset Management
Illinois
$1.42M -$202K -20,100 -13%
Two Sigma Investments
4
Two Sigma Investments
New York
$1.32M +$216K +21,492 +22%
SCM
5
Shelton Capital Management
Colorado
$1.01M
FIM
6
Freedom Investment Management
Connecticut
$974K +$419K +41,745 +88%
BlackRock
7
BlackRock
New York
$960K +$98.5K +9,807 +13%
UBS Group
8
UBS Group
Switzerland
$622K -$17.1K -1,698 -3%
BCM
9
Bridgeway Capital Management
Texas
$380K -$188K -18,700 -35%
California Public Employees Retirement System
10
California Public Employees Retirement System
California
$370K +$130K +12,900 +61%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$284K +$121K +12,032 +86%
Ameriprise
12
Ameriprise
Minnesota
$283K +$260K +25,939 New
VEA
13
Virtus ETF Advisers
New York
$276K -$1.03M -102,171 -80%
Morgan Stanley
14
Morgan Stanley
New York
$255K -$203K -20,186 -46%
VF
15
Virtu Financial
New York
$252K +$232K +23,084 New
Wells Fargo
16
Wells Fargo
California
$234K -$58.5K -5,823 -21%
BAS
17
Brown Advisory Securities
Maryland
$186K -$9.41K -937 -5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$185K
ECM
19
ExodusPoint Capital Management
New York
$169K +$156K +15,530 New
RJA
20
Raymond James & Associates
Florida
$158K +$23.2K +2,310 +19%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$138K +$128K +12,720 New
PGWM
22
Parisi Gray Wealth Management
New Jersey
$116K
SBIA
23
Sheaff Brock Investment Advisors
Indiana
$114K
IFG
24
Independent Financial Group
California
$112K
CFD
25
Creative Financial Designs
Indiana
$84K +$77.4K +7,707 New

HRZN Hedge Fund Activity: Q2 2020 in Review

41 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q2 2020, worth a combined $14.5M — up 14% from $12.7M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of HRZN and 8 opened new positions — a net loss of 4 holders — while 13 trimmed existing stakes and 11 added.

The largest buyer was Freedom Investment Management, adding an estimated $419K. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.04M sold.

  • 41 institutional investors held Horizon Technology Finance (HRZN) as of Q2 2020, down from 45 in Q1 2020.
  • Funds reported $14.5M of Horizon Technology Finance stock for Q2 2020, up 14% quarter-over-quarter.
  • 8 funds opened new Horizon Technology Finance positions in Q2 2020 and 12 closed out, a net change of -4 holders.
  • The largest Horizon Technology Finance buyer in Q2 2020 was Freedom Investment Management, an estimated $419K added.
  • The largest Horizon Technology Finance seller in Q2 2020 was Citadel Advisors, an estimated $1.04M sold.

Based on aggregated 13F filings for Q2 2020.